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AA

Ancora Advisors Portfolio holdings

AUM $4.7B
1-Year Est. Return 19.05%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+19.05%
3 Year Est. Return
+64.25%
5 Year Est. Return
+78.87%
10 Year Est. Return
+385.89%
AUM
$780M
AUM Growth
+$7.86M
Cap. Flow
+$26.7M
Cap. Flow %
3.43%
Top 10 Hldgs %
16.99%
Holding
538
New
59
Increased
140
Reduced
153
Closed
70

Top Buys

Rank Stock Value
1
SWS
SWS GROUP INC
SWS
+$14.7M
2
TPCO
Tribune Publishing Company Common Stock
TPCO
+$6.73M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$5.37M
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$5.12M
5
ALLE icon
Allegion
ALLE
+$4.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M
2
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$2.73M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$2.67M
4
ZLC
ZALE CORPORATION
ZLC
+$2.51M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$2.39M

Sector Composition

Rank Sector Weight
1 Financials 13.05%
2 Technology 8.24%
3 Consumer Discretionary 6.54%
4 Industrials 6.36%
5 Healthcare 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
376
Vanguard Utilities ETF
VPU
$8.83B
$283K 0.04%
3,097
– –
SMB icon
377
VanEck Short Muni ETF
SMB
$312M
$276K 0.04%
15,629
– –
SNMX
378
DELISTED
Senomyx, Inc.
SNMX
$274K 0.04%
33,378
-24,922
-43% -$198K
PTEK
379
DELISTED
POKERTEK INC COM STK
PTEK
$274K 0.04%
202,886
+112,072
+123% +$148K
GRT
380
DELISTED
GLIMCHER REALTY TRUST
GRT
$271K 0.03%
+20,000
New +$229K
VOXX
381
DELISTED
VOXX International Corporation Class A
VOXX
$270K 0.03%
+29,000
New +$282K
ADP icon
382
Automatic Data Processing
ADP
$100B
$268K 0.03%
3,676
-512
-12% -$37K
AMLP icon
383
Alerian MLP ETF
AMLP
$13B
$268K 0.03%
2,800
– –
RT
384
DELISTED
Ruby Tuesday Georgia
RT
$262K 0.03%
44,500
– –
HAP icon
385
VanEck Natural Resources ETF
HAP
$310M
$261K 0.03%
7,011
-1,450
-17% -$57.5K
SIMG
386
DELISTED
SILICON IMAGE INC
SIMG
$261K 0.03%
51,700
– –
RIC
387
DELISTED
Richmont Mines Inc.
RIC
$260K 0.03%
130,000
-5,000
-4% -$9.87K
ENZ
388
DELISTED
Enzo Biochem, Inc.
ENZ
$257K 0.03%
50,000
-40,000
-44% -$213K
IMLP
389
DELISTED
iPath S&P MLP ETN
IMLP
$257K 0.03%
7,448
+231
+3% +$7.85K
MPLX icon
390
MPLX
MPLX
$59.5B
$254K 0.03%
4,314
+801
+23% +$49.1K
BAX icon
391
Baxter International
BAX
$11.6B
$251K 0.03%
6,444
-5,909
-48% -$240K
HBAN icon
392
Huntington Bancshares
HBAN
$35.1B
$247K 0.03%
25,419
– –
EL icon
393
Estee Lauder
EL
$29B
$246K 0.03%
3,298
– –
SH icon
394
ProShares Short S&P500
SH
$887M
$246K 0.03%
+1,338
New +$247K
SGI
395
DELISTED
Silicon Graphics Intl.
SGI
$245K 0.03%
26,500
– –
WMB icon
396
Williams Companies
WMB
$90.5B
$244K 0.03%
4,401
+126
+3% +$7.24K
TMO icon
397
Thermo Fisher Scientific
TMO
$211B
$243K 0.03%
2,000
-500
-20% -$60.8K
JD icon
398
JD.com
JD
$40.8B
$242K 0.03%
+9,375
New +$270K
FTA icon
399
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$241K 0.03%
5,680
+911
+19% +$39.5K
AA icon
400
Alcoa
AA
$11.7B
$238K 0.03%
6,159
-8,323
-57% -$326K
14 15
16
17 18

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GCM
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CCWM
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GCL
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KCM
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SCB
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EI
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RS
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Ancora Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Ancora Advisors held 538 positions worth $780M, up 1% from $772M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Ancora Advisors deployed $26.7M of net new capital in Q3 2014, opening 59 new positions and adding to 140 existing holdings. Its largest new stake was Tribune Publishing Company Common Stock: 332,640 shares worth $6.71M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 10% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $12M trimmed.

  • Ancora Advisors's largest Q3 2014 buy was Tribune Publishing Company Common Stock: 332,640 shares worth $6.71M.
  • Ancora Advisors added most to SWS GROUP INC in Q3 2014, an estimated $14.7M increase.
  • Ancora Advisors's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12M.
  • Ancora Advisors fully exited ZALE CORPORATION in Q3 2014, selling an estimated $2.51M.
  • Ancora Advisors's ten largest holdings make up 17% of its $780M portfolio in Q3 2014.
  • Ancora Advisors opened 59 new positions and closed 70 in Q3 2014.
  • Ancora Advisors's portfolio value rose 1% quarter-over-quarter to $780M.

Based on Ancora Advisors's 13F filing for Q3 2014, filed 7 Nov 2014.