Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2451
Pitney Bowes
PBI
$2.48B
| $3.88M | ﹤0.01% |
547,349
-183,016
| -25% | -$1.48M |
|
2452
Cato Corp
CATO
$69.3M
| $3.87M | ﹤0.01% |
184,043
+50,315
| +38% | +$1.17M |
|
|
CURO
2453
DELISTED
CURO Group Holdings Corp.
CURO
| $3.87M | ﹤0.01% |
128,024
+71,330
| +126% | +$2.05M |
|
2454
CorVel
CRVL
$3.13B
| $3.87M | ﹤0.01% |
192,579
-2,340
| -1% | -$45.1K |
|
|
ATTO
2455
DELISTED
Atento S.A.
ATTO
| $3.87M | ﹤0.01% |
102,579
-5,930
| -5% | -$206K |
|
2456
American Public Education
APEI
$925M
| $3.86M | ﹤0.01% |
116,636
-2,640
| -2% | -$101K |
|
2457
Shopify
SHOP
$152B
| $3.86M | ﹤0.01% |
234,470
-3,370
| -1% | -$51.3K |
|
2458
Flotek Industries
FTK
$925M
| $3.85M | ﹤0.01% |
267,576
-43,447
| -14% | -$673K |
|
|
CEM
2459
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $3.85M | ﹤0.01% |
53,032
-16,662
| -24% | -$1.22M |
|
2460
Alto Ingredients
ALTO
$367M
| $3.85M | ﹤0.01% |
2,023,623
+245,573
| +14% | +$549K |
|
2461
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$353M
| $3.82M | ﹤0.01% |
116,769
+29,648
| +34% | +$969K |
|
2462
AtriCure
ATRC
$1.98B
| $3.82M | ﹤0.01% |
108,920
-941
| -0.9% | -$29.8K |
|
|
PRMW
2463
DELISTED
Primo Water Corporation
PRMW
| $3.82M | ﹤0.01% |
211,449
+139,953
| +196% | +$2.6M |
|
|
CTWS
2464
DELISTED
Connecticut Water Service Inc
CTWS
| $3.8M | ﹤0.01% |
54,743
+40,573
| +286% | +$2.73M |
|
|
IOTS
2465
DELISTED
Adesto Technologies Corp
IOTS
| $3.79M | ﹤0.01% |
637,930
+239,440
| +60% | +$1.43M |
|
2466
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.04B
| $3.79M | ﹤0.01% |
130,393
+30,854
| +31% | +$892K |
|
2467
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.12B
| $3.79M | ﹤0.01% |
150,285
+7,455
| +5% | +$183K |
|
2468
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
| $3.78M | ﹤0.01% |
61,524
+9,409
| +18% | +$596K |
|
2469
iShares MSCI Switzerland ETF
EWL
$2.19B
| $3.77M | ﹤0.01% |
108,658
-595,310
| -85% | -$20.4M |
|
2470
iShares MSCI Peru and Global Exposure ETF
EPU
$539M
| $3.77M | ﹤0.01% |
101,999
-4,171
| -4% | -$158K |
|
2471
Papa John's
PZZA
$1.04B
| $3.76M | ﹤0.01% |
73,401
-230,403
| -76% | -$10.7M |
|
2472
Green Plains
GPRE
$1.17B
| $3.76M | ﹤0.01% |
218,449
+4,555
| +2% | +$78K |
|
|
PDM
2473
Piedmont Realty Trust
PDM
$1.23B
| $3.75M | ﹤0.01% |
198,326
+56,391
| +40% | +$1.11M |
|
2474
DXP Enterprises
DXPE
$2.51B
| $3.75M | ﹤0.01% |
93,604
+2,240
| +2% | +$97.6K |
|
2475
Amphastar Pharmaceuticals
AMPH
$885M
| $3.74M | ﹤0.01% |
194,630
-1,960
| -1% | -$34.9K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.