Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Herc Holdings
HRI
$5.42B
| $4.16M | ﹤0.01% |
81,234
+38,621
| +91% | +$2.09M |
|
|
CHUY
2402
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $4.16M | ﹤0.01% |
158,332
+64,670
| +69% | +$1.91M |
|
|
LNW
2403
DELISTED
Light & Wonder
LNW
| $4.15M | ﹤0.01% |
163,258
-4,052
| -2% | -$147K |
|
2404
Vicor
VICR
$9.91B
| $4.14M | ﹤0.01% |
90,054
-25,882
| -22% | -$1.42M |
|
2405
Calamos Strategic Total Return Fund
CSQ
$3.29B
| $4.14M | ﹤0.01% |
308,019
+103,705
| +51% | +$1.37M |
|
|
CMO
2406
DELISTED
Capstead Mortgage Corp.
CMO
| $4.13M | ﹤0.01% |
521,635
+4,285
| +0.8% | +$36.1K |
|
2407
Rush Enterprises Class A
RUSHA
$6.27B
| $4.13M | ﹤0.01% |
236,128
+42,300
| +22% | +$807K |
|
|
HTLF
2408
DELISTED
Heartland Financial USA, Inc.
HTLF
| $4.13M | ﹤0.01% |
71,077
+933
| +1% | +$55.4K |
|
2409
El Pollo Loco
LOCO
$504M
| $4.12M | ﹤0.01% |
328,574
+210,386
| +178% | +$2.56M |
|
2410
Natural Gas Services Group
NGS
$468M
| $4.12M | ﹤0.01% |
195,283
+4,545
| +2% | +$100K |
|
2411
BGC Group
BGC
$5.37B
| $4.12M | ﹤0.01% |
541,739
+389,459
| +256% | +$2.88M |
|
|
FTR
2412
DELISTED
Frontier Communications Corp.
FTR
| $4.12M | ﹤0.01% |
624,306
+143,790
| +30% | +$786K |
|
|
HSII
2413
DELISTED
Heidrick & Struggles
HSII
| $4.1M | ﹤0.01% |
121,152
+2,801
| +2% | +$109K |
|
|
HWCC
2414
DELISTED
Houston Wire & Cable Company
HWCC
| $4.09M | ﹤0.01% |
531,221
+10,200
| +2% | +$83.1K |
|
2415
NVE Corp
NVEC
$581M
| $4.07M | ﹤0.01% |
38,431
+2,731
| +8% | +$315K |
|
|
DOCU
2416
DocuSign
DOCU
$10.7B
| $4.07M | ﹤0.01% |
77,291
+45,661
| +144% | +$2.59M |
|
|
CBL
2417
DELISTED
CBL& Associates Properties, Inc.
CBL
| $4.06M | ﹤0.01% |
1,017,220
+43,016
| +4% | +$206K |
|
2418
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $4.06M | ﹤0.01% |
163,840
-8,942
| -5% | -$222K |
|
|
QTS
2419
DELISTED
QTS REALTY TRUST, INC.
QTS
| $4.04M | ﹤0.01% |
94,705
+47,874
| +102% | +$2.09M |
|
2420
Sierra Bancorp
BSRR
$526M
| $4.03M | ﹤0.01% |
139,550
+2,300
| +2% | +$67.8K |
|
2421
Chesapeake Utilities
CPK
$3.21B
| $4.02M | ﹤0.01% |
47,983
-6,248
| -12% | -$531K |
|
2422
Boot Barn
BOOT
$4.88B
| $4.02M | ﹤0.01% |
141,528
+4,610
| +3% | +$122K |
|
|
CIM
2423
Chimera Investment
CIM
$1.06B
| $4.02M | ﹤0.01% |
73,765
-5,004
| -6% | -$281K |
|
2424
NovoCure
NVCR
$1.77B
| $4.01M | ﹤0.01% |
76,310
-17,883
| -19% | -$712K |
|
|
GTS
2425
DELISTED
Triple-S Management Corporation
GTS
| $4M | ﹤0.01% |
222,764
+75,754
| +52% | +$2M |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.