Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DPLO
2151
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $6.29M | ﹤0.01% |
323,961
+43,106
| +15% | +$918K |
|
2152
iShares MSCI India ETF
INDA
$6.61B
| $6.27M | ﹤0.01% |
193,873
-111,399
| -36% | -$3.85M |
|
2153
Quad
QUAD
$559M
| $6.2M | ﹤0.01% |
297,408
-4,385
| -1% | -$94.6K |
|
2154
Generac Holdings
GNRC
$11.9B
| $6.15M | ﹤0.01% |
109,020
-7,105
| -6% | -$389K |
|
2155
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
| $6.14M | ﹤0.01% |
188,548
-3,869
| -2% | -$126K |
|
|
CVG
2156
DELISTED
Convergys
CVG
| $6.14M | ﹤0.01% |
258,619
-81,644
| -24% | -$2.02M |
|
2157
Tronox
TROX
$909M
| $6.13M | ﹤0.01% |
513,195
+243,600
| +90% | +$3.99M |
|
|
BGG
2158
DELISTED
Briggs & Stratton Corp.
BGG
| $6.13M | ﹤0.01% |
318,493
+12,421
| +4% | +$235K |
|
2159
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
| $6.12M | ﹤0.01% |
96,496
-2,866
| -3% | -$186K |
|
|
PDCO
2160
DELISTED
Patterson Companies, Inc.
PDCO
| $6.12M | ﹤0.01% |
250,373
-11,884
| -5% | -$282K |
|
|
HIE
2161
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $6.11M | ﹤0.01% |
495,770
-4,970
| -1% | -$62.3K |
|
2162
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
| $6.1M | ﹤0.01% |
241,338
-23,740
| -9% | -$597K |
|
|
NCI
2163
DELISTED
Navigant Consulting, Inc.
NCI
| $6.1M | ﹤0.01% |
264,358
+9,710
| +4% | +$225K |
|
2164
McCormick & Company Non-Voting
MKC
$13.9B
| $6.09M | ﹤0.01% |
92,466
+2,964
| +3% | +$183K |
|
2165
M/I Homes
MHO
$3.8B
| $6.09M | ﹤0.01% |
254,426
+3,805
| +2% | +$98.7K |
|
|
VIVO
2166
DELISTED
Meridian Bioscience Inc
VIVO
| $6.08M | ﹤0.01% |
408,195
+43,264
| +12% | +$671K |
|
|
ONCE
2167
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $6.08M | ﹤0.01% |
111,434
-20,483
| -16% | -$1.4M |
|
|
DVAX
2168
DELISTED
Dynavax Technologies
DVAX
| $6.08M | ﹤0.01% |
489,963
+111,780
| +30% | +$1.51M |
|
2169
Adtran
ADTN
$718M
| $6.07M | ﹤0.01% |
343,921
+5,525
| +2% | +$92.3K |
|
2170
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $6.07M | ﹤0.01% |
210,674
+13,310
| +7% | +$389K |
|
2171
Vanguard Russell 1000 Value ETF
VONV
$20.9B
| $6.07M | ﹤0.01% |
109,604
+2,836
| +3% | +$156K |
|
2172
State Street SPDR S&P Health Care Equipment ETF
XHE
$163M
| $6.05M | ﹤0.01% |
68,150
+33,801
| +98% | +$2.83M |
|
2173
iShares Silver Trust
SLV
$28B
| $6.05M | ﹤0.01% |
441,756
-328,821
| -43% | -$4.64M |
|
2174
Whirlpool
WHR
$2.54B
| $6.05M | ﹤0.01% |
50,958
-13,306
| -21% | -$1.76M |
|
2175
Douglas Dynamics
PLOW
$972M
| $6.04M | ﹤0.01% |
137,622
+67,487
| +96% | +$3.14M |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.