Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Metallus
MTUS
$851M
| $8.05M | ﹤0.01% |
541,257
+11,840
| +2% | +$178K |
|
2002
Weis Markets
WMK
$1.94B
| $8.04M | ﹤0.01% |
185,340
+26,700
| +17% | +$1.3M |
|
|
MYD
2003
DELISTED
BlackRock MuniYield Fund
MYD
| $8M | ﹤0.01% |
109,657
-11,123
| -9% | -$151K |
|
2004
Interface
TILE
$2.03B
| $7.98M | ﹤0.01% |
341,909
+8,275
| +2% | +$192K |
|
2005
Fossil Group
FOSL
$348M
| $7.96M | ﹤0.01% |
342,106
+100,155
| +41% | +$2.52M |
|
2006
Vistra
VST
$52.6B
| $7.96M | ﹤0.01% |
319,943
+26,371
| +9% | +$607K |
|
2007
ANI Pharmaceuticals
ANIP
$1.82B
| $7.95M | ﹤0.01% |
140,658
+57,533
| +69% | +$3.52M |
|
2008
Annaly Capital Management
NLY
$17.2B
| $7.94M | ﹤0.01% |
194,579
+10,679
| +6% | +$447K |
|
|
P
2009
Everpure Inc
P
$26.6B
| $7.91M | ﹤0.01% |
304,682
+148,574
| +95% | +$3.69M |
|
2010
Crown Holdings
CCK
$13B
| $7.9M | ﹤0.01% |
164,648
-10,098
| -6% | -$449K |
|
|
CADE
2011
DELISTED
Cadence Bank
CADE
| $7.89M | ﹤0.01% |
241,167
+17,684
| +8% | +$601K |
|
2012
RELX
RELX
$63.1B
| $7.88M | ﹤0.01% |
376,622
+188,070
| +100% | +$4.1M |
|
2013
Compass Minerals
CMP
$1.21B
| $7.87M | ﹤0.01% |
117,113
-1,532
| -1% | -$99.9K |
|
2014
Central Pacific Financial
CPF
$1.02B
| $7.87M | ﹤0.01% |
297,704
+30,013
| +11% | +$850K |
|
2015
Nokia
NOK
$52.3B
| $7.85M | ﹤0.01% |
1,406,058
-291,056
| -17% | -$1.62M |
|
2016
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
| $7.84M | ﹤0.01% |
145,258
+5,173
| +4% | +$282K |
|
2017
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
| $7.84M | ﹤0.01% |
440,169
+35,233
| +9% | +$630K |
|
2018
Ball Corp
BALL
$17.3B
| $7.83M | ﹤0.01% |
177,864
+18,137
| +11% | +$738K |
|
|
KSU
2019
DELISTED
Kansas City Southern
KSU
| $7.81M | ﹤0.01% |
68,858
-237,728
| -78% | -$27.1M |
|
2020
lululemon athletica
LULU
$14B
| $7.79M | ﹤0.01% |
47,988
-24,877
| -34% | -$3.41M |
|
2021
Grupo Cibest SA
CIB
$21.6B
| $7.79M | ﹤0.01% |
183,824
+36,473
| +25% | +$1.64M |
|
2022
iShares US Industrials ETF
IYJ
$2B
| $7.77M | ﹤0.01% |
99,514
-25,948
| -21% | -$1.97M |
|
2023
Compañía de Cervecerías Unidas
CCU
$2.12B
| $7.77M | ﹤0.01% |
275,914
-112,020
| -29% | -$2.98M |
|
2024
SITE Centers
SITC
$174M
| $7.74M | ﹤0.01% |
740,995
-656,833
| -47% | -$7.16M |
|
|
TRST
2025
Trustco Bank Corp NY
TRST
$975M
| $7.72M | ﹤0.01% |
181,655
+12,832
| +8% | +$580K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.