Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
CVS Health
CVS
$133B
| $383M | 0.13% |
4,541,171
+1,965,071
| +76% | +$140M |
|
177
New Oriental
EDU
$9.37B
| $380M | 0.13% |
5,145,334
+850,668
| +20% | +$70.5M |
|
178
Corning
GLW
$119B
| $375M | 0.13% |
10,631,679
-153,522
| -1% | -$4.99M |
|
179
Globus Medical
GMED
$10.7B
| $364M | 0.13% |
221,988
-16,734
| -7% | -$881K |
|
180
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $362M | 0.13% |
2,542,106
+272,602
| +12% | +$10.2M |
|
181
T. Rowe Price
TROW
$23.9B
| $362M | 0.13% |
3,313,681
+104,776
| +3% | +$12.1M |
|
182
FMC
FMC
$1.34B
| $360M | 0.13% |
4,760,178
+317,303
| +7% | +$23.9M |
|
183
PNC Financial Services
PNC
$99.7B
| $359M | 0.13% |
2,637,001
-282,001
| -10% | -$40.1M |
|
184
Idexx Laboratories
IDXX
$44.1B
| $357M | 0.12% |
1,430,810
-196,593
| -12% | -$47.7M |
|
185
Teradyne
TER
$57.6B
| $356M | 0.12% |
9,640,467
+1,254,984
| +15% | +$50.5M |
|
186
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
| $356M | 0.12% |
1,591,218
+328,310
| +26% | +$21.8M |
|
|
NUAN
187
DELISTED
Nuance Communications, Inc.
NUAN
| $354M | 0.12% |
23,630,783
-608,877
| -3% | -$8.44M |
|
188
Goldman Sachs
GS
$300B
| $349M | 0.12% |
1,551,126
-31,538
| -2% | -$7.34M |
|
189
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $349M | 0.12% |
5,099,897
-1,239,683
| -20% | -$52.2M |
|
190
NRG Energy
NRG
$28.3B
| $349M | 0.12% |
9,319,185
+4,627,350
| +99% | +$155M |
|
191
Eastman Chemical
EMN
$8B
| $348M | 0.12% |
3,632,238
+934,033
| +35% | +$92.6M |
|
192
Cognex
CGNX
$10.9B
| $347M | 0.12% |
6,213,513
-504,357
| -8% | -$25.9M |
|
193
iShares Russell 3000 ETF
IWV
$19.6B
| $346M | 0.12% |
875,975
-62,594
| -7% | -$10.6M |
|
194
Ralph Lauren
RL
$22.6B
| $345M | 0.12% |
2,509,255
-72,055
| -3% | -$9.6M |
|
195
Waste Management
WM
$90.6B
| $343M | 0.12% |
2,552,558
+4,134
| +0.2% | +$367K |
|
196
Canadian Natural Resources
CNQ
$99.4B
| $343M | 0.12% |
21,437,788
-1,819,408
| -8% | -$30.8M |
|
197
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $341M | 0.12% |
7,782,866
+95,383
| +1% | +$2.62M |
|
|
K
198
DELISTED
Kellanova
K
| $336M | 0.12% |
4,824,342
+553,446
| +13% | +$37.3M |
|
199
State Street SPDR S&P Dividend ETF
SDY
$21.7B
| $333M | 0.12% |
2,889,161
+163,024
| +6% | +$15.8M |
|
200
NextEra Energy
NEE
$181B
| $332M | 0.12% |
7,924,128
-14,404
| -0.2% | -$613K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.