Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRCL
1726
DELISTED
Stericycle Inc
SRCL
| $11.8M | ﹤0.01% |
201,079
-6,559
| -3% | -$419K |
|
1727
LiveRamp
RAMP
$2.3B
| $11.8M | ﹤0.01% |
238,756
+23,882
| +11% | +$1.06M |
|
1728
LivePerson
LPSN
$27.1M
| $11.8M | ﹤0.01% |
30,298
+5,179
| +21% | +$1.91M |
|
1729
Masco
MAS
$15.1B
| $11.8M | ﹤0.01% |
321,774
-601,840
| -65% | -$23.1M |
|
|
OPTN
1730
DELISTED
OptiNose
OPTN
| $11.7M | ﹤0.01% |
62,833
+25,426
| +68% | +$7.25M |
|
1731
Tenet Healthcare
THC
$20.4B
| $11.7M | ﹤0.01% |
410,996
-28,339
| -6% | -$936K |
|
1732
Great Southern Bancorp
GSBC
$891M
| $11.7M | ﹤0.01% |
211,199
-230
| -0.1% | -$13.5K |
|
1733
Badger Meter
BMI
$4.03B
| $11.7M | ﹤0.01% |
220,148
+4,624
| +2% | +$241K |
|
1734
Nice
NICE
$6B
| $11.6M | ﹤0.01% |
101,295
-14,273
| -12% | -$1.6M |
|
|
BLD
1735
DELISTED
TopBuild
BLD
| $11.6M | ﹤0.01% |
203,921
-7,914
| -4% | -$564K |
|
1736
Texas Capital Bancshares
TCBI
$4.44B
| $11.6M | ﹤0.01% |
140,178
+1,016
| +0.7% | +$92.2K |
|
1737
iShares US Healthcare ETF
IYH
$3.44B
| $11.6M | ﹤0.01% |
285,450
-73,525
| -20% | -$2.84M |
|
1738
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$95.2M
| $11.6M | ﹤0.01% |
212,246
+163,651
| +337% | +$9.13M |
|
1739
STMicroelectronics
STM
$48.4B
| $11.6M | ﹤0.01% |
630,320
+151,224
| +32% | +$3.13M |
|
1740
Dana Inc
DAN
$2.98B
| $11.5M | ﹤0.01% |
618,420
-1,144
| -0.2% | -$23K |
|
1741
La-Z-Boy
LZB
$1.67B
| $11.5M | ﹤0.01% |
365,224
-268,656
| -42% | -$8.55M |
|
|
SRDX
1742
DELISTED
Surmodics
SRDX
| $11.5M | ﹤0.01% |
154,574
+27,952
| +22% | +$1.93M |
|
1743
ScottsMiracle-Gro
SMG
$3.88B
| $11.5M | ﹤0.01% |
146,423
+14,320
| +11% | +$1.13M |
|
|
VSM
1744
DELISTED
Versum Materials, Inc.
VSM
| $11.5M | ﹤0.01% |
319,983
-3,968
| -1% | -$149K |
|
|
SPTN
1745
DELISTED
SpartanNash
SPTN
| $11.5M | ﹤0.01% |
572,626
+22,393
| +4% | +$510K |
|
1746
Huntsman Corp
HUN
$1.81B
| $11.5M | ﹤0.01% |
421,742
+105,049
| +33% | +$3.2M |
|
1747
TD Synnex
SNX
$21.2B
| $11.5M | ﹤0.01% |
271,142
-51,120
| -16% | -$2.46M |
|
1748
Invesco S&P 500 Quality ETF
SPHQ
$20B
| $11.5M | ﹤0.01% |
349,694
-30,018
| -8% | -$950K |
|
1749
Customers Bancorp
CUBI
$2.82B
| $11.4M | ﹤0.01% |
485,173
+19,215
| +4% | +$498K |
|
|
AAWW
1750
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $11.4M | ﹤0.01% |
178,838
+1,617
| +0.9% | +$105K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.