Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SIEN
1601
DELISTED
Sientra, Inc.
SIEN
| $13.5M | ﹤0.01% |
56,425
-37,431
| -40% | -$8.22M |
|
|
CJ
1602
DELISTED
C&J Energy Services, Inc.
CJ
| $13.5M | ﹤0.01% |
647,420
+29,423
| +5% | +$660K |
|
1603
Canadian Imperial Bank of Commerce
CM
$109B
| $13.5M | ﹤0.01% |
286,978
+7,796
| +3% | +$358K |
|
1604
Innospec
IOSP
$2.11B
| $13.4M | ﹤0.01% |
174,877
+31,324
| +22% | +$2.44M |
|
1605
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
| $13.4M | ﹤0.01% |
634,058
+79,724
| +14% | +$1.68M |
|
1606
Regency Centers
REG
$14.7B
| $13.4M | ﹤0.01% |
207,205
-28,544
| -12% | -$1.82M |
|
1607
Stepan Co
SCL
$1.44B
| $13.4M | ﹤0.01% |
153,950
-48
| -0% | -$4.13K |
|
1608
UBS Group
UBS
$173B
| $13.4M | ﹤0.01% |
851,525
+82,344
| +11% | +$1.29M |
|
1609
United Rentals
URI
$69.5B
| $13.4M | ﹤0.01% |
81,757
-98,442
| -55% | -$15.3M |
|
|
GRA
1610
DELISTED
W.R. Grace & Co.
GRA
| $13.4M | ﹤0.01% |
187,232
-2,749
| -1% | -$198K |
|
1611
UDR
UDR
$12.4B
| $13.4M | ﹤0.01% |
330,408
-17,168
| -5% | -$668K |
|
1612
Graham Holdings Company
GHC
$5.14B
| $13.4M | ﹤0.01% |
23,058
-1,016
| -4% | -$577K |
|
|
FFG
1613
DELISTED
FBL Financial Group
FFG
| $13.4M | ﹤0.01% |
177,493
+17,244
| +11% | +$1.4M |
|
1614
iShares US Regional Banks ETF
IAT
$682M
| $13.3M | ﹤0.01% |
272,066
+67,236
| +33% | +$3.44M |
|
1615
Werner Enterprises
WERN
$2.23B
| $13.3M | ﹤0.01% |
376,974
-1,218
| -0.3% | -$45.2K |
|
|
TLRD
1616
DELISTED
Tailored Brands, Inc.
TLRD
| $13.3M | ﹤0.01% |
528,744
-23,290
| -4% | -$535K |
|
1617
Vanguard S&P 500 Growth ETF
VOOG
$26.4B
| $13.3M | ﹤0.01% |
497,136
-27,612
| -5% | -$710K |
|
1618
Itron
ITRI
$4.42B
| $13.3M | ﹤0.01% |
206,875
-25,570
| -11% | -$1.61M |
|
|
TGNA
1619
DELISTED
TEGNA Inc
TGNA
| $13.3M | ﹤0.01% |
1,107,694
-8,175
| -0.7% | -$92.8K |
|
|
JHG
1620
DELISTED
Janus Henderson
JHG
| $13.2M | ﹤0.01% |
490,935
-53,262
| -10% | -$1.55M |
|
1621
CVB Financial
CVBF
$4.03B
| $13.2M | ﹤0.01% |
592,760
+7,234
| +1% | +$171K |
|
1622
Sturm, Ruger & Co
RGR
$616M
| $13.2M | ﹤0.01% |
191,476
-3,808
| -2% | -$230K |
|
1623
Fulton Financial
FULT
$4.72B
| $13.2M | ﹤0.01% |
793,593
+73,163
| +10% | +$1.28M |
|
1624
Commault Systems
CVLT
$5.18B
| $13.1M | ﹤0.01% |
187,393
-2,785
| -1% | -$189K |
|
|
BDCS
1625
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
| $13.1M | ﹤0.01% |
632,749
+27,209
| +4% | +$564K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.