Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Green Dot
GDOT
$743M
| $31.2M | 0.01% |
351,776
-22,911
| -6% | -$1.9M |
|
|
LEO
1002
BNY Mellon Strategic Municipals
LEO
$383M
| $31.2M | 0.01% |
25,282
+13,204
| +109% | +$101K |
|
1003
VanEck Gold Miners ETF
GDX
$22.7B
| $31.1M | 0.01% |
680,149
-32,090
| -5% | -$641K |
|
1004
Melco Resorts & Entertainment
MLCO
$2.22B
| $30.9M | 0.01% |
1,459,945
+910,538
| +166% | +$21.1M |
|
1005
Virtu Financial
VIRT
$5.11B
| $30.9M | 0.01% |
1,525,770
+397,051
| +35% | +$9.05M |
|
|
MMU
1006
Western Asset Managed Municipals Fund
MMU
$548M
| $30.9M | 0.01% |
51,166
-2,831
| -5% | -$35.7K |
|
|
NTG
1007
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $30.9M | 0.01% |
16,647
+8,311
| +100% | +$1.34M |
|
1008
MSC Industrial Direct
MSM
$6.89B
| $30.8M | 0.01% |
349,768
+217,017
| +163% | +$18.5M |
|
1009
Silicon Motion
SIMO
$8.6B
| $30.7M | 0.01% |
571,115
-341,501
| -37% | -$18.9M |
|
|
SAVE
1010
DELISTED
Spirit Airlines, Inc.
SAVE
| $30.7M | 0.01% |
652,861
+429
| +0.1% | +$19K |
|
1011
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
| $30.6M | 0.01% |
348,659
+19,875
| +6% | +$1.71M |
|
1012
Brinker International
EAT
$9.17B
| $30.6M | 0.01% |
654,165
+96,346
| +17% | +$4.49M |
|
1013
Western Alliance Bancorporation
WAL
$8.79B
| $30.5M | 0.01% |
536,744
-532,445
| -50% | -$30.7M |
|
|
NGHC
1014
DELISTED
National General Holdings Corp
NGHC
| $30.5M | 0.01% |
1,135,868
-32,667
| -3% | -$886K |
|
1015
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $30.5M | 0.01% |
+300
| New | +$30.5K |
|
|
MNP
1016
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $30.5M | 0.01% |
41,137
+20,874
| +103% | +$294K |
|
1017
PENN Entertainment
PENN
$2.75B
| $30.4M | 0.01% |
924,418
+74,546
| +9% | +$2.48M |
|
1018
Icon
ICLR
$12.6B
| $30.4M | 0.01% |
197,639
-139,036
| -41% | -$19.9M |
|
|
PPBI
1019
DELISTED
Pacific Premier Bancorp
PPBI
| $30.3M | 0.01% |
815,078
+71,192
| +10% | +$2.72M |
|
1020
Wayfair
W
$11.2B
| $30.3M | 0.01% |
205,308
-109,358
| -35% | -$13.9M |
|
1021
Insperity
NSP
$1.93B
| $30.3M | 0.01% |
256,467
+242
| +0.1% | +$26.3K |
|
1022
AMERISAFE
AMSF
$543M
| $30.2M | 0.01% |
487,947
+18,992
| +4% | +$1.18M |
|
1023
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
| $30.2M | 0.01% |
191,691
+30,649
| +19% | +$4.64M |
|
1024
First Bancorp
FBP
$4.42B
| $30.2M | 0.01% |
3,319,866
+244,890
| +8% | +$2.07M |
|
1025
Harley-Davidson
HOG
$2.58B
| $30.2M | 0.01% |
663,244
+247,258
| +59% | +$10.7M |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.