Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VRNT
751
DELISTED
Verint Systems
VRNT
| $50.2M | 0.02% |
1,968,769
-755,208
| -28% | -$18.4M |
|
752
Evolent Health
EVH
$348M
| $50.2M | 0.02% |
1,766,720
+645,616
| +58% | +$15.4M |
|
753
Penumbra
PEN
$12.7B
| $49.8M | 0.02% |
332,553
+156,194
| +89% | +$21.9M |
|
|
CMA
754
DELISTED
Comerica
CMA
| $49.7M | 0.02% |
550,515
-63,144
| -10% | -$6.02M |
|
755
Repligen
RGEN
$7.96B
| $49.6M | 0.02% |
895,252
-2,139
| -0.2% | -$110K |
|
756
Moelis & Co
MC
$4.97B
| $49.6M | 0.02% |
900,640
-22,649
| -2% | -$1.33M |
|
757
Schwab US Dividend Equity ETF
SCHD
$103B
| $49.6M | 0.02% |
1,368,177
+397,788
| +41% | +$6.88M |
|
758
Bank of America Series L
BAC.PRL
$3.97B
| $49.4M | 0.02% |
38,189
+1,860
| +5% | +$2.39M |
|
759
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
| $49.3M | 0.02% |
169,755
+45,955
| +37% | +$1.8M |
|
760
Diageo
DEO
$49B
| $49M | 0.02% |
145,607
+24,387
| +20% | +$3.5M |
|
761
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
| $49M | 0.02% |
366,680
+62,604
| +21% | +$8.2M |
|
762
Haemonetics
HAE
$3.89B
| $48.8M | 0.02% |
426,147
-229,627
| -35% | -$23.8M |
|
763
BOK Financial
BOKF
$8.58B
| $48.8M | 0.02% |
501,670
+131,576
| +36% | +$13.1M |
|
764
Robert Half
RHI
$3.87B
| $48.7M | 0.02% |
692,352
-117,415
| -14% | -$8.6M |
|
765
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
| $48.6M | 0.02% |
983,096
+306,930
| +45% | +$15.4M |
|
766
Invesco S&P 500 Revenue ETF
RWL
$9.62B
| $48.5M | 0.02% |
894,985
+266,162
| +42% | +$14.2M |
|
767
Live Nation Entertainment
LYV
$40.6B
| $48.4M | 0.02% |
888,939
+331,017
| +59% | +$16.8M |
|
768
Trimble
TRMB
$13.2B
| $48.4M | 0.02% |
1,115,371
-7,887
| -0.7% | -$308K |
|
769
Choice Hotels
CHH
$5.07B
| $48.2M | 0.02% |
578,820
-195,166
| -25% | -$15.3M |
|
770
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
| $48.2M | 0.02% |
484,243
+4,445
| +0.9% | +$420K |
|
771
UMB Financial
UMBF
$11.1B
| $48.2M | 0.02% |
679,834
-13,234
| -2% | -$994K |
|
772
AvalonBay Communities
AVB
$26.5B
| $48.2M | 0.02% |
265,774
-73,409
| -22% | -$13.1M |
|
|
HEWG
773
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
| $48.1M | 0.02% |
1,529,514
-385,859
| -20% | -$10.7M |
|
774
Leidos
LDOS
$14.5B
| $48.1M | 0.02% |
695,925
+218,576
| +46% | +$14.8M |
|
775
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
| $48.1M | 0.02% |
114,383
+7,890
| +7% | +$462K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.