Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Encompass Health
EHC
$11B
| $118M | 0.04% |
1,903,671
-179,538
| -9% | -$10.9M |
|
402
Zoetis
ZTS
$32.4B
| $118M | 0.04% |
1,286,072
-116,235
| -8% | -$10.3M |
|
403
Lattice Semiconductor
LSCC
$17.6B
| $117M | 0.04% |
14,647,918
-5,596,184
| -28% | -$41.3M |
|
404
iShares Russell 1000 ETF
IWB
$48.2B
| $117M | 0.04% |
645,386
+12,665
| +2% | +$2.01M |
|
405
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $117M | 0.04% |
1,030,230
+36,033
| +4% | +$3.26M |
|
|
CY
406
DELISTED
Cypress Semiconductor
CY
| $116M | 0.04% |
8,050,744
+1,627,866
| +25% | +$26.8M |
|
407
TSMC
TSM
$2.1T
| $116M | 0.04% |
2,623,325
+569
| +0% | +$23.6K |
|
408
Dollar General
DG
$28B
| $116M | 0.04% |
1,059,159
-191,585
| -15% | -$19.9M |
|
409
Vanguard Long-Term Treasury ETF
VGLT
$10B
| $116M | 0.04% |
998,634
+719,816
| +258% | +$53.1M |
|
|
EV
410
DELISTED
Eaton Vance Corp.
EV
| $115M | 0.04% |
2,181,470
+545,702
| +33% | +$28.9M |
|
411
First Trust Value Line Dividend Fund
FVD
$8.32B
| $114M | 0.04% |
3,612,220
+87,105
| +2% | +$2.74M |
|
412
AutoZone
AZO
$49.2B
| $114M | 0.04% |
147,249
-40,754
| -22% | -$30M |
|
|
AMED
413
DELISTED
Amedisys
AMED
| $114M | 0.04% |
910,925
-216,372
| -19% | -$23.9M |
|
414
Euronet Worldwide
EEFT
$2.72B
| $114M | 0.04% |
1,135,071
+43,311
| +4% | +$4.08M |
|
415
Duke Energy
DUK
$97.8B
| $113M | 0.04% |
948,078
-17,369
| -2% | -$1.4M |
|
416
Invesco Preferred ETF
PGX
$3.81B
| $113M | 0.04% |
7,488,413
+769,509
| +11% | +$11.2M |
|
417
Intuit
INTU
$86.5B
| $113M | 0.04% |
495,249
+56,891
| +13% | +$12.2M |
|
418
Travelers Companies
TRV
$78.1B
| $113M | 0.04% |
551,399
-7,415
| -1% | -$957K |
|
419
Orion
OEC
$381M
| $112M | 0.04% |
3,483,406
+1,597,770
| +85% | +$53M |
|
420
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
| $112M | 0.04% |
2,651,503
-49,061
| -2% | -$1.56M |
|
421
Canadian National Railway
CNI
$76.9B
| $112M | 0.04% |
1,241,987
+14,987
| +1% | +$1.31M |
|
422
Exelon
EXC
$47.2B
| $111M | 0.04% |
3,575,812
-618,814
| -15% | -$19M |
|
423
Baidu
BIDU
$37.7B
| $111M | 0.04% |
444,087
+39,602
| +10% | +$9.31M |
|
424
Cooper-Standard Automotive
CPS
$523M
| $111M | 0.04% |
927,410
+53,576
| +6% | +$7.18M |
|
425
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $111M | 0.04% |
301,108
-157
| -0.1% | -$57.5K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.