Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Analog Devices
ADI
|
+$414M |
| 2 |
Coca-Cola
KO
|
+$315M |
| 3 |
HCA Healthcare
HCA
|
+$263M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$233M |
| 5 |
UnitedHealth
UNH
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$824M |
| 2 |
Intel
INTC
|
+$553M |
| 3 |
Amazon
AMZN
|
+$482M |
| 4 |
Qualcomm
QCOM
|
+$403M |
| 5 |
American Electric Power
AEP
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.63% |
| 2 | Healthcare | 11.97% |
| 3 | Financials | 10.12% |
| 4 | Consumer Discretionary | 8.87% |
| 5 | Industrials | 7.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3251
Lightpath Technologies
LPTH
$651M
| $432K | ﹤0.01% |
+202,708
| New | +$589K |
|
3252
Pegasystems
PEGA
$5.02B
| $432K | ﹤0.01% |
7,146
-99,318
| -93% | -$5.71M |
|
|
VTLE
3253
DELISTED
Vital Energy
VTLE
| $430K | ﹤0.01% |
43,853
-9,221
| -17% | -$129K |
|
|
CEO
3254
DELISTED
CNOOC Limited
CEO
| $429K | ﹤0.01% |
4,405
-1,786
| -29% | -$197K |
|
|
EEX
3255
DELISTED
Emerald Holding
EEX
| $428K | ﹤0.01% |
209,810
+27,400
| +15% | +$72.5K |
|
|
FEI
3256
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $427K | ﹤0.01% |
94,036
-124,072
| -57% | -$646K |
|
|
DX
3257
Dynex Capital
DX
$3.15B
| $425K | ﹤0.01% |
27,967
+12,973
| +87% | +$198K |
|
3258
Telus
TU
$14.9B
| $425K | ﹤0.01% |
24,114
-12,067
| -33% | -$214K |
|
|
BRY
3259
DELISTED
Berry Corp
BRY
| $423K | ﹤0.01% |
133,265
+16,895
| +15% | +$71K |
|
|
VTA
3260
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $423K | ﹤0.01% |
45,952
-1,601
| -3% | -$14.5K |
|
3261
Sunoco
SUN
$14.4B
| $422K | ﹤0.01% |
17,313
-1,964
| -10% | -$49.5K |
|
3262
Carlyle Group
CG
$16.6B
| $419K | ﹤0.01% |
16,958
-18,806
| -53% | -$507K |
|
3263
Alpha and Omega Semiconductor
AOSL
$950M
| $417K | ﹤0.01% |
32,513
+1,001
| +3% | +$12.1K |
|
|
EVF
3264
Eaton Vance Senior Income Trust
EVF
$90.3M
| $417K | ﹤0.01% |
71,070
+19,758
| +39% | +$113K |
|
3265
First Trust S&P REIT Index Fund
FRI
$189M
| $417K | ﹤0.01% |
19,749
-16,356
| -45% | -$351K |
|
3266
Rocky Brands
RCKY
$366M
| $416K | ﹤0.01% |
16,787
+432
| +3% | +$9.81K |
|
|
MQT
3267
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $415K | ﹤0.01% |
31,742
-86,817
| -73% | -$1.14M |
|
3268
Bar Harbor Bankshares
BHB
$665M
| $414K | ﹤0.01% |
20,135
-149
| -0.7% | -$3.06K |
|
3269
Preformed Line Products
PLPC
$1.74B
| $414K | ﹤0.01% |
8,490
-700
| -8% | -$37K |
|
3270
Horizon Technology Finance
HRZN
$295M
| $413K | ﹤0.01% |
33,595
+7,656
| +30% | +$90.6K |
|
3271
Invesco S&P 500 High Beta ETF
SPHB
$971M
| $413K | ﹤0.01% |
9,954
-5,050
| -34% | -$213K |
|
3272
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
| $413K | ﹤0.01% |
+8,195
| New | +$413K |
|
3273
Five Point Holdings
FPH
$376M
| $410K | ﹤0.01% |
98,302
+955
| +1% | +$4.63K |
|
|
JPI
3274
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $409K | ﹤0.01% |
18,626
-309,506
| -94% | -$6.93M |
|
3275
WisdomTree US LargeCap Fund
EPS
$1.59B
| $407K | ﹤0.01% |
11,497
+966
| +9% | +$34K |
|
Similar funds
Ameriprise's Q3 2020 Portfolio in Review
As of Q3 2020, Ameriprise held 3,853 positions worth $246B, up 5.3% from $233B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Ameriprise's Q3 2020 filing shows 188 new, 1,608 increased, 1,837 reduced and 127 closed positions. Its largest new stake was NextEra Energy, Inc. 6.219% Corporate Units: 2,203,800 shares worth $105M. The largest sale was Apple, an estimated $824M.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 24% a quarter earlier, followed by Healthcare and Financials.
- Ameriprise's largest Q3 2020 buy was NextEra Energy, Inc. 6.219% Corporate Units: 2,203,800 shares worth $105M.
- Ameriprise added most to Analog Devices in Q3 2020, an estimated $414M increase.
- Ameriprise's biggest Q3 2020 reduction was Apple, cutting an estimated $824M.
- Ameriprise fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $72.6M.
- Ameriprise's ten largest holdings make up 16% of its $246B portfolio in Q3 2020.
- Ameriprise opened 188 new positions and closed 127 in Q3 2020.
- Ameriprise's portfolio value rose 5.3% quarter-over-quarter to $246B.
Based on Ameriprise's 13F filing for Q3 2020, filed 16 Nov 2020.