Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2951
SiriusXM
SIRI
$9.98B
| $1.16M | ﹤0.01% |
18,353
-292
| -2% | -$20.3K |
|
|
CHW
2952
Calamos Global Dynamic Income Fund
CHW
$530M
| $1.16M | ﹤0.01% |
127,675
+35,741
| +39% | +$325K |
|
2953
Aldeyra Therapeutics
ALDX
$92.9M
| $1.14M | ﹤0.01% |
+82,882
| New | +$672K |
|
|
FCT
2954
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $1.14M | ﹤0.01% |
89,956
+1,182
| +1% | +$15.1K |
|
2955
LSB Industries
LXU
$783M
| $1.14M | ﹤0.01% |
152,042
+4,076
| +3% | +$23.9K |
|
|
PFIE
2956
DELISTED
Profire Energy, Inc
PFIE
| $1.14M | ﹤0.01% |
357,500
+207,850
| +139% | +$661K |
|
2957
Nuveen Core Equity Alpha Fund
JCE
$279M
| $1.14M | ﹤0.01% |
72,870
+66
| +0.1% | +$1.02K |
|
2958
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $1.13M | ﹤0.01% |
11,255
-6,248
| -36% | -$630K |
|
|
FIF
2959
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $1.13M | ﹤0.01% |
71,546
+3,814
| +6% | +$62.3K |
|
|
STK
2960
Columbia Seligman Premium Technology Growth Fund
STK
$867M
| $1.12M | ﹤0.01% |
52,527
+1,606
| +3% | +$34.8K |
|
2961
Fresenius Medical Care
FMS
$13.8B
| $1.12M | ﹤0.01% |
21,768
+5,861
| +37% | +$293K |
|
|
HEES
2962
DELISTED
H&E Equipment Services
HEES
| $1.1M | ﹤0.01% |
29,072
+10,064
| +53% | +$364K |
|
2963
Stride
LRN
$3.41B
| $1.1M | ﹤0.01% |
62,015
| – | – |
|
2964
Invesco DB Agriculture Fund
DBA
$1.23B
| $1.1M | ﹤0.01% |
64,806
-10,907
| -14% | -$188K |
|
2965
Hyster-Yale Materials Handling
HY
$599M
| $1.09M | ﹤0.01% |
17,700
-24,114
| -58% | -$1.52M |
|
2966
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $1.09M | ﹤0.01% |
117,486
-31,953
| -21% | -$299K |
|
|
AYR
2967
DELISTED
Aircastle Ltd
AYR
| $1.09M | ﹤0.01% |
49,660
+3,752
| +8% | +$77.8K |
|
2968
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
| $1.09M | ﹤0.01% |
39,696
-12,470
| -24% | -$370K |
|
|
AOD
2969
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
| $1.08M | ﹤0.01% |
123,269
-74,412
| -38% | -$657K |
|
2970
ADT
ADT
$5.58B
| $1.08M | ﹤0.01% |
+115,180
| New | +$1.03M |
|
2971
Pampa Energía
PAM
$4.75B
| $1.08M | ﹤0.01% |
33,645
-2,651
| -7% | -$92K |
|
|
DESP
2972
DELISTED
Despegar.com
DESP
| $1.08M | ﹤0.01% |
63,688
-768,733
| -92% | -$14.4M |
|
2973
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
| $1.08M | ﹤0.01% |
73,019
+346
| +0.5% | +$5.28K |
|
2974
Dolby
DLB
$5.51B
| $1.07M | ﹤0.01% |
15,351
-8,983
| -37% | -$602K |
|
2975
First Trust Water ETF
FIW
$1.85B
| $1.07M | ﹤0.01% |
21,116
-431
| -2% | -$21.7K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.