Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
QTNA
2701
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
| $2.31M | ﹤0.01% |
+125,099
| New | +$2.13M |
|
|
CIT
2702
DELISTED
CIT Group Inc.
CIT
| $2.29M | ﹤0.01% |
44,436
-3,664
| -8% | -$195K |
|
2703
Alkermes
ALKS
$8.22B
| $2.29M | ﹤0.01% |
53,877
-485,301
| -90% | -$21.1M |
|
2704
Mitsubishi UFJ Financial
MUFG
$253B
| $2.28M | ﹤0.01% |
367,996
+174,154
| +90% | +$1.05M |
|
2705
Community Health Systems
CYH
$393M
| $2.27M | ﹤0.01% |
655,640
+14,900
| +2% | +$48.5K |
|
2706
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
| $2.27M | ﹤0.01% |
46,263
-9,616
| -17% | -$471K |
|
|
TPC
2707
Tutor Perini Cor
TPC
$4.41B
| $2.27M | ﹤0.01% |
120,538
+13,224
| +12% | +$256K |
|
2708
Hawkins
HWKN
$2.67B
| $2.27M | ﹤0.01% |
109,284
+4,330
| +4% | +$85.5K |
|
|
IGR
2709
CBRE Global Real Estate Income Fund
IGR
$709M
| $2.26M | ﹤0.01% |
312,465
+6,871
| +2% | +$51.5K |
|
|
RRD
2710
DELISTED
RR Donnelley & Sons Co.
RRD
| $2.26M | ﹤0.01% |
417,968
+31,044
| +8% | +$167K |
|
2711
iShares US Financial Services ETF
IYG
$2.16B
| $2.25M | ﹤0.01% |
50,715
-70,410
| -58% | -$3.19M |
|
2712
Trupanion
TRUP
$1.07B
| $2.24M | ﹤0.01% |
+62,700
| New | +$2.42M |
|
|
FSD
2713
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $2.21M | ﹤0.01% |
151,538
-61,104
| -29% | -$899K |
|
2714
NRC Health Common Stock
NRC
$432M
| $2.21M | ﹤0.01% |
57,350
+6,565
| +13% | +$249K |
|
|
CSR
2715
Centerspace
CSR
$921M
| $2.21M | ﹤0.01% |
36,950
-413
| -1% | -$22.7K |
|
|
ETB
2716
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
| $2.21M | ﹤0.01% |
132,476
+26,624
| +25% | +$442K |
|
2717
Infosys
INFY
$48.7B
| $2.2M | ﹤0.01% |
215,086
-420,162
| -66% | -$4.27M |
|
|
FPF
2718
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $2.19M | ﹤0.01% |
101,805
-10,610
| -9% | -$231K |
|
2719
Bank of Montreal
BMO
$126B
| $2.19M | ﹤0.01% |
26,487
+415
| +2% | +$33.4K |
|
|
XENT
2720
DELISTED
Intersect ENT, Inc
XENT
| $2.19M | ﹤0.01% |
76,088
+29,915
| +65% | +$899K |
|
|
EGIO
2721
DELISTED
Edgio, Inc. Common Stock
EGIO
| $2.18M | ﹤0.01% |
10,872
+10,521
| +2,997% | +$1.96M |
|
2722
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
| $2.16M | ﹤0.01% |
48,441
+11,700
| +32% | +$523K |
|
2723
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
| $2.16M | ﹤0.01% |
21,565
+14,027
| +186% | +$1.4M |
|
|
EMD
2724
Western Asset Emerging Markets Debt Fund
EMD
$609M
| $2.15M | ﹤0.01% |
160,312
+25,194
| +19% | +$340K |
|
2725
CRISPR Therapeutics
CRSP
$4.73B
| $2.15M | ﹤0.01% |
48,500
-3,902
| -7% | -$204K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.