Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
| $3.23M | ﹤0.01% |
111,582
+47,847
| +75% | +$1.32M |
|
|
CMLS
2552
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $3.23M | ﹤0.01% |
+194,535
| New | +$3.56M |
|
2553
H&R Block
HRB
$5.58B
| $3.22M | ﹤0.01% |
124,766
-36,052
| -22% | -$915K |
|
2554
Sinclair Inc
SBGI
$992M
| $3.2M | ﹤0.01% |
112,983
+87,500
| +343% | +$2.49M |
|
|
ORIG
2555
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
| $3.2M | ﹤0.01% |
92,522
+4,353
| +5% | +$126K |
|
|
MRT
2556
DELISTED
MedEquities Realty Trust, Inc.
MRT
| $3.2M | ﹤0.01% |
329,391
+302,500
| +1,125% | +$3.21M |
|
2557
Nuveen Taxable Municipal Income Fund
NBB
$447M
| $3.2M | ﹤0.01% |
160,292
-57,927
| -27% | -$1.19M |
|
|
TLND
2558
DELISTED
Talend S.A. American Depositary Shares
TLND
| $3.19M | ﹤0.01% |
45,726
-22,537
| -33% | -$1.42M |
|
|
BDSI
2559
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $3.18M | ﹤0.01% |
1,136,196
+22,400
| +2% | +$62.9K |
|
|
ATHN
2560
DELISTED
Athenahealth, Inc.
ATHN
| $3.17M | ﹤0.01% |
23,712
+17,362
| +273% | +$2.6M |
|
2561
Varonis Systems
VRNS
$4.59B
| $3.17M | ﹤0.01% |
129,675
-61,176
| -32% | -$1.49M |
|
2562
Ring Energy
REI
$315M
| $3.16M | ﹤0.01% |
318,546
+21,230
| +7% | +$254K |
|
|
WSR
2563
DELISTED
Whitestone REIT
WSR
| $3.15M | ﹤0.01% |
226,661
+6,210
| +3% | +$81.9K |
|
2564
Invesco Dorsey Wright Technology Momentum ETF
PTF
$593M
| $3.14M | ﹤0.01% |
142,707
+11,139
| +8% | +$239K |
|
2565
Ubiquiti
UI
$33.7B
| $3.14M | ﹤0.01% |
31,519
+15,791
| +100% | +$1.39M |
|
2566
Monarch Casino & Resort
MCRI
$2.2B
| $3.12M | ﹤0.01% |
68,673
+3,835
| +6% | +$178K |
|
2567
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $3.11M | ﹤0.01% |
66,372
-913
| -1% | -$43.5K |
|
2568
iShares US Basic Materials ETF
IYM
$1.12B
| $3.1M | ﹤0.01% |
31,532
-2,679
| -8% | -$269K |
|
2569
Griffon
GFF
$3.95B
| $3.1M | ﹤0.01% |
192,079
-1,000
| -0.5% | -$17.9K |
|
|
CHCT
2570
Community Healthcare Trust
CHCT
$523M
| $3.09M | ﹤0.01% |
99,735
+2,550
| +3% | +$77.8K |
|
2571
Harmonic Inc
HLIT
$1.25B
| $3.08M | ﹤0.01% |
560,901
+57,334
| +11% | +$286K |
|
|
CDR
2572
DELISTED
Cedar Realty Trust, Inc
CDR
| $3.08M | ﹤0.01% |
100,266
+9,686
| +11% | +$298K |
|
2573
Cytokinetics
CYTK
$10.5B
| $3.08M | ﹤0.01% |
312,951
+30,611
| +11% | +$246K |
|
2574
Universal Electronics
UEIC
$57.8M
| $3.08M | ﹤0.01% |
78,322
+665
| +0.9% | +$26K |
|
2575
iShares US Transportation ETF
IYT
$2.26B
| $3.07M | ﹤0.01% |
60,032
-50,628
| -46% | -$2.53M |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.