Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2526
iShares US Healthcare Providers ETF
IHF
$1.21B
| $3.42M | ﹤0.01% |
85,565
+42,555
| +99% | +$1.62M |
|
2527
Westwood Holdings Group
WHG
$182M
| $3.41M | ﹤0.01% |
65,929
-3,821
| -5% | -$219K |
|
|
AKRX
2528
DELISTED
Akorn Inc
AKRX
| $3.41M | ﹤0.01% |
262,679
-9,273
| -3% | -$152K |
|
|
ESGW
2529
DELISTED
Columbia Sustainable Global Equity Income ETF
ESGW
| $3.4M | ﹤0.01% |
113,416
-33,422
| -23% | -$999K |
|
2530
Stoneridge
SRI
$195M
| $3.4M | ﹤0.01% |
114,445
-27,876
| -20% | -$884K |
|
2531
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
| $3.37M | ﹤0.01% |
83,715
+2,771
| +3% | +$114K |
|
2532
OneSpan
OSPN
$574M
| $3.37M | ﹤0.01% |
176,710
-186,632
| -51% | -$3.49M |
|
2533
Future Fuel
FF
$217M
| $3.36M | ﹤0.01% |
181,429
+12,939
| +8% | +$192K |
|
2534
Flowserve
FLS
$9.71B
| $3.35M | ﹤0.01% |
61,237
+1,340
| +2% | +$64.9K |
|
2535
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$563M
| $3.35M | ﹤0.01% |
53,991
-30,494
| -36% | -$1.88M |
|
2536
Immersion
IMMR
$251M
| $3.35M | ﹤0.01% |
+316,962
| New | +$3.96M |
|
|
GNBC
2537
DELISTED
Green Bancorp, Inc
GNBC
| $3.35M | ﹤0.01% |
151,348
-15,170
| -9% | -$355K |
|
|
PBCT
2538
DELISTED
People's United Financial Inc
PBCT
| $3.34M | ﹤0.01% |
195,298
-37,558
| -16% | -$687K |
|
2539
Leggett & Platt
LEG
$1.34B
| $3.34M | ﹤0.01% |
76,453
-657,619
| -90% | -$29.6M |
|
2540
iShares US Utilities ETF
IDU
$1.35B
| $3.32M | ﹤0.01% |
49,494
+12,438
| +34% | +$839K |
|
2541
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $3.31M | ﹤0.01% |
48,988
+188
| +0.4% | +$12.8K |
|
|
ELME
2542
Elme Communities
ELME
$143M
| $3.31M | ﹤0.01% |
108,106
+14,538
| +16% | +$447K |
|
2543
Caesarstone
CSTE
$72.3M
| $3.3M | ﹤0.01% |
178,006
-79,730
| -31% | -$1.4M |
|
|
ORBC
2544
DELISTED
ORBCOMM, Inc.
ORBC
| $3.3M | ﹤0.01% |
304,120
+40,508
| +15% | +$429K |
|
2545
Box
BOX
$4.37B
| $3.3M | ﹤0.01% |
138,024
-39,667
| -22% | -$998K |
|
|
BSCO
2546
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $3.3M | ﹤0.01% |
161,741
+37,634
| +30% | +$758K |
|
2547
Haverty Furniture Companies
HVT
$397M
| $3.28M | ﹤0.01% |
148,422
+26,579
| +22% | +$574K |
|
2548
Surgery Partners
SGRY
$2.01B
| $3.27M | ﹤0.01% |
197,887
+22,052
| +13% | +$352K |
|
2549
WIX.com
WIX
$2.3B
| $3.24M | ﹤0.01% |
27,063
-11,926
| -31% | -$1.28M |
|
|
CHY
2550
Calamos Convertible and High Income Fund
CHY
$1.01B
| $3.23M | ﹤0.01% |
243,768
+22,040
| +10% | +$288K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.