Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lockheed Martin
LMT
|
+$327M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$318M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$284M |
| 4 |
Caterpillar
CAT
|
+$282M |
| 5 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$397M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$379M |
| 3 |
Ulta Beauty
ULTA
|
+$339M |
| 4 |
Microsoft
MSFT
|
+$307M |
| 5 |
Lowe's Companies
LOW
|
+$294M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.6% |
| 2 | Financials | 12.74% |
| 3 | Healthcare | 11.15% |
| 4 | Industrials | 7.88% |
| 5 | Consumer Discretionary | 7.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
| $3.74M | ﹤0.01% |
112,530
+18,125
| +19% | +$604K |
|
2477
Expro Ltd
XPRO
$1.79B
| $3.73M | ﹤0.01% |
71,707
-257
| -0.4% | -$13K |
|
2478
Rexford Industrial Realty
REXR
$8.42B
| $3.72M | ﹤0.01% |
116,336
+13,685
| +13% | +$430K |
|
2479
KLX Energy Services
KLXE
$45M
| $3.71M | ﹤0.01% |
+23,184
| New | +$3.48M |
|
2480
Nuveen Mortgage and Income Fund
JLS
$94.5M
| $3.71M | ﹤0.01% |
155,142
-66,381
| -30% | -$1.58M |
|
|
ARRY
2481
DELISTED
Array Biopharma Inc
ARRY
| $3.69M | ﹤0.01% |
242,727
+79,732
| +49% | +$1.22M |
|
2482
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
| $3.68M | ﹤0.01% |
148,440
+27,266
| +23% | +$672K |
|
|
CADE
2483
DELISTED
Cadence Bancorporation
CADE
| $3.68M | ﹤0.01% |
+140,973
| New | +$3.95M |
|
2484
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
| $3.67M | ﹤0.01% |
38,906
+12,827
| +49% | +$1.21M |
|
2485
REX American Resources
REX
$1.42B
| $3.67M | ﹤0.01% |
291,264
-100,002
| -26% | -$1.27M |
|
2486
Incyte
INCY
$24.2B
| $3.66M | ﹤0.01% |
53,031
-17,762
| -25% | -$1.22M |
|
2487
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
| $3.66M | ﹤0.01% |
203,895
+1,886
| +0.9% | +$33.9K |
|
2488
AGNC Investment
AGNC
$12.4B
| $3.65M | ﹤0.01% |
195,060
-29,425
| -13% | -$561K |
|
2489
White Mountains Insurance
WTM
$5.2B
| $3.65M | ﹤0.01% |
3,895
+50
| +1% | +$46.3K |
|
|
XRLV
2490
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
| $3.65M | ﹤0.01% |
+100,524
| New | +$3.58M |
|
2491
Axcelis
ACLS
$4.01B
| $3.64M | ﹤0.01% |
185,438
+7,064
| +4% | +$146K |
|
|
PVTL
2492
DELISTED
Pivotal Software, Inc.
PVTL
| $3.64M | ﹤0.01% |
186,053
+12,062
| +7% | +$294K |
|
|
OPLN
2493
Openlane
OPLN
$4.21B
| $3.64M | ﹤0.01% |
161,146
-46,563
| -22% | -$1.07M |
|
|
CEO
2494
DELISTED
CNOOC Limited
CEO
| $3.64M | ﹤0.01% |
18,330
-841
| -4% | -$143K |
|
|
LGF.A
2495
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $3.63M | ﹤0.01% |
148,630
+59,499
| +67% | +$1.41M |
|
|
DAY
2496
DELISTED
Dayforce
DAY
| $3.61M | ﹤0.01% |
85,850
+22,595
| +36% | +$827K |
|
2497
CRH
CRH
$63.2B
| $3.61M | ﹤0.01% |
110,141
-4,006
| -4% | -$135K |
|
2498
HEICO Corp
HEI
$49.8B
| $3.6M | ﹤0.01% |
38,911
-14,472
| -27% | -$1.19M |
|
|
SABA
2499
Saba Capital Income & Opportunities Fund II
SABA
$220M
| $3.6M | ﹤0.01% |
294,151
+16,260
| +6% | +$199K |
|
2500
Upbound Group
UPBD
$1.13B
| $3.59M | ﹤0.01% |
249,515
-43,160
| -15% | -$634K |
|
Similar funds
Ameriprise's Q3 2018 Portfolio in Review
As of Q3 2018, Ameriprise held 3,869 positions worth $286B, up 27% from $226B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Ameriprise's Q3 2018 filing shows 237 new, 1,955 increased, 1,434 reduced and 137 closed positions. Its largest new stake was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M. The largest sale was Applied Materials, an estimated $397M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2018 buy was Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A: 55,160 shares worth $58.8M.
- Ameriprise added most to Lockheed Martin in Q3 2018, an estimated $327M increase.
- Ameriprise's biggest Q3 2018 reduction was Applied Materials, cutting an estimated $397M.
- Ameriprise fully exited Cavium, Inc. in Q3 2018, selling an estimated $172M.
- Ameriprise's ten largest holdings make up 15% of its $286B portfolio in Q3 2018.
- Ameriprise opened 237 new positions and closed 137 in Q3 2018.
- Ameriprise's portfolio value rose 27% quarter-over-quarter to $286B.
Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.