Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$490M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$475M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$459M |
| 4 |
Charter Communications
CHTR
|
+$391M |
| 5 |
Cisco
CSCO
|
+$381M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BHI
Baker Hughes
BHI
|
+$354M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$318M |
| 3 |
Lam Research
LRCX
|
+$315M |
| 4 |
PepsiCo
PEP
|
+$287M |
| 5 |
DexCom
DXCM
|
+$277M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.58% |
| 2 | Financials | 14% |
| 3 | Healthcare | 11.8% |
| 4 | Consumer Discretionary | 8.74% |
| 5 | Industrials | 8.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SPPI
1976
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $5.58M | ﹤0.01% |
396,331
+20,056
| +5% | +$181K |
|
1977
Gibraltar Industries
ROCK
$1.45B
| $5.57M | ﹤0.01% |
178,759
-268,757
| -60% | -$8.11M |
|
|
NPKI
1978
NPK International
NPKI
$1.15B
| $5.56M | ﹤0.01% |
556,257
-20,894
| -4% | -$171K |
|
|
VWR
1979
DELISTED
VWR Corporation
VWR
| $5.54M | ﹤0.01% |
+167,322
| New | +$5.53M |
|
|
SONC
1980
DELISTED
Sonic Corp
SONC
| $5.54M | ﹤0.01% |
217,687
-19,325
| -8% | -$471K |
|
|
DPLO
1981
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $5.53M | ﹤0.01% |
266,929
-6,050
| -2% | -$102K |
|
|
TWOU
1982
DELISTED
2U Inc
TWOU
| $5.53M | ﹤0.01% |
3,288
-113
| -3% | -$170K |
|
1983
Genworth Financial
GNW
$3.7B
| $5.52M | ﹤0.01% |
1,433,948
+26,300
| +2% | +$93.9K |
|
1984
E.W. Scripps
SSP
$309M
| $5.51M | ﹤0.01% |
288,287
-7,835
| -3% | -$144K |
|
1985
Southside Bancshares
SBSI
$953M
| $5.5M | ﹤0.01% |
151,309
-7,661
| -5% | -$260K |
|
1986
FirstEnergy
FE
$27.1B
| $5.5M | ﹤0.01% |
178,334
+20,584
| +13% | +$648K |
|
1987
Sinclair Inc
SBGI
$995M
| $5.49M | ﹤0.01% |
171,403
+5,499
| +3% | +$172K |
|
1988
Willis Towers Watson
WTW
$31.9B
| $5.49M | ﹤0.01% |
35,604
+330
| +0.9% | +$49.3K |
|
1989
Argan
AGX
$8.15B
| $5.47M | ﹤0.01% |
81,332
-2,506
| -3% | -$157K |
|
|
CATM
1990
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $5.47M | ﹤0.01% |
237,661
-2,924
| -1% | -$83.1K |
|
|
UHT
1991
Universal Health Realty Income Trust
UHT
$576M
| $5.46M | ﹤0.01% |
72,393
+5,100
| +8% | +$393K |
|
|
UPL
1992
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $5.43M | ﹤0.01% |
626,136
+93,689
| +18% | +$855K |
|
|
GTS
1993
DELISTED
Triple-S Management Corporation
GTS
| $5.42M | ﹤0.01% |
240,779
-5,578
| -2% | -$109K |
|
1994
Helix Energy Solutions
HLX
$1.47B
| $5.42M | ﹤0.01% |
733,794
+889
| +0.1% | +$5.63K |
|
1995
Crocs
CROX
$6.63B
| $5.4M | ﹤0.01% |
557,158
-254,373
| -31% | -$2.18M |
|
1996
Clearwater Paper
CLW
$368M
| $5.4M | ﹤0.01% |
109,616
+5,308
| +5% | +$248K |
|
|
ESGW
1997
DELISTED
Columbia Sustainable Global Equity Income ETF
ESGW
| $5.4M | ﹤0.01% |
179,658
| – | – |
|
|
BBL
1998
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $5.39M | ﹤0.01% |
152,098
+68,267
| +81% | +$2.44M |
|
1999
iShares US Utilities ETF
IDU
$1.35B
| $5.38M | ﹤0.01% |
80,960
+11,062
| +16% | +$744K |
|
2000
Veeco
VECO
$3.02B
| $5.38M | ﹤0.01% |
251,415
-38,656
| -13% | -$925K |
|
Similar funds
Ameriprise's Q3 2017 Portfolio in Review
As of Q3 2017, Ameriprise held 3,869 positions worth $210B, up 5.2% from $200B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ameriprise's Q3 2017 filing shows 150 new, 1,817 increased, 1,570 reduced and 203 closed positions. Its largest new stake was Ocean Rig UDW Inc. Class A Common Shares: 81,124 shares worth $1.93M. The largest sale was Baker Hughes, an estimated $354M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2017 buy was Ocean Rig UDW Inc. Class A Common Shares: 81,124 shares worth $1.93M.
- Ameriprise added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $490M increase.
- Ameriprise's biggest Q3 2017 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $318M.
- Ameriprise fully exited Baker Hughes in Q3 2017, selling an estimated $354M.
- Ameriprise's ten largest holdings make up 13% of its $210B portfolio in Q3 2017.
- Ameriprise opened 150 new positions and closed 203 in Q3 2017.
- Ameriprise's portfolio value rose 5.2% quarter-over-quarter to $210B.
Based on Ameriprise's 13F filing for Q3 2017, filed 7 Nov 2017.