Ameriprise Portfolio holdings
Ameriprise Financial, Inc., founded in 1894 as Investors Syndicate and headquartered in Minneapolis, Minnesota, is a leading financial services firm specializing in wealth management, financial planning, and insurance, managing hundreds of billions in assets for individual and institutional clients. Evolving from its roots in investment certificates, it now offers a comprehensive suite of services, including retirement planning, annuities, mutual funds, and advisory solutions, delivered through a network of over 10,000 financial advisors across the U.S. Known for its client-first approach, Ameriprise became independent in 2005 after spinning off from American Express, focusing on personalized advice and robust digital tools to compete in a crowded market. With a strong emphasis on long-term relationships and financial security, Ameriprise has grown into a trusted name in the retail investment and insurance sectors.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$490M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$475M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$459M |
| 4 |
Charter Communications
CHTR
|
+$391M |
| 5 |
Cisco
CSCO
|
+$381M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BHI
Baker Hughes
BHI
|
+$354M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$318M |
| 3 |
Lam Research
LRCX
|
+$315M |
| 4 |
PepsiCo
PEP
|
+$287M |
| 5 |
DexCom
DXCM
|
+$277M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.58% |
| 2 | Financials | 14% |
| 3 | Healthcare | 11.8% |
| 4 | Consumer Discretionary | 8.74% |
| 5 | Industrials | 8.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2751
Silicom
SILC
$242M
| $1.38M | ﹤0.01% |
23,625
+266
| +1% | +$14.1K |
|
2752
Axogen
AXGN
$2.5B
| $1.38M | ﹤0.01% |
71,355
-12,889
| -15% | -$217K |
|
2753
Bristow Group
VTOL
$1.36B
| $1.38M | ﹤0.01% |
61,596
-901
| -1% | -$17.2K |
|
2754
Flotek Industries
FTK
$1.28B
| $1.37M | ﹤0.01% |
49,242
-78,218
| -61% | -$3.09M |
|
|
CNXM
2755
DELISTED
CNX Midstream Partners LP
CNXM
| $1.37M | ﹤0.01% |
86,696
+135
| +0.2% | +$2.46K |
|
|
KMF
2756
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $1.37M | ﹤0.01% |
92,976
-11,200
| -11% | -$161K |
|
2757
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $1.36M | ﹤0.01% |
129,026
+22,676
| +21% | +$238K |
|
|
CBIO
2758
Crescent Biopharma
CBIO
$626M
| $1.36M | ﹤0.01% |
975
+12
| +1% | +$14.1K |
|
2759
Manulife Financial
MFC
$73.5B
| $1.36M | ﹤0.01% |
67,095
+8,291
| +14% | +$165K |
|
2760
Invesco DB Oil Fund
DBO
$366M
| $1.36M | ﹤0.01% |
154,856
+542
| +0.4% | +$4.5K |
|
2761
Plains All American Pipeline
PAA
$16.1B
| $1.36M | ﹤0.01% |
64,171
-16,482
| -20% | -$381K |
|
|
UCTT
2762
Ultra Clean Holdings
UCTT
$3.95B
| $1.36M | ﹤0.01% |
44,359
-19,220
| -30% | -$454K |
|
2763
El Pollo Loco
LOCO
$462M
| $1.35M | ﹤0.01% |
111,550
-440
| -0.4% | -$5.41K |
|
2764
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $1.35M | ﹤0.01% |
44,887
-12,358
| -22% | -$373K |
|
2765
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
| $1.35M | ﹤0.01% |
27,436
+5,204
| +23% | +$246K |
|
|
AVXS
2766
DELISTED
AveXis, Inc. Common Stock
AVXS
| $1.35M | ﹤0.01% |
13,931
-5,163
| -27% | -$466K |
|
|
PLYA
2767
DELISTED
Playa Hotels & Resorts
PLYA
| $1.35M | ﹤0.01% |
129,020
+13,500
| +12% | +$152K |
|
|
PPLI
2768
People Inc
PPLI
$3.1B
| $1.34M | ﹤0.01% |
63,939
-165,534
| -72% | -$3.21M |
|
|
AGR
2769
DELISTED
Avangrid, Inc.
AGR
| $1.34M | ﹤0.01% |
28,268
+184
| +0.7% | +$8.54K |
|
2770
Banco Santander
SAN
$210B
| $1.34M | ﹤0.01% |
201,448
-7,128
| -3% | -$45.5K |
|
|
EHI
2771
Western Asset Global High Income Fund
EHI
$178M
| $1.33M | ﹤0.01% |
130,857
+7,985
| +6% | +$81.4K |
|
|
THQ
2772
abrdn Healthcare Opportunities Fund
THQ
$796M
| $1.33M | ﹤0.01% |
71,729
+25,326
| +55% | +$464K |
|
|
APTI
2773
DELISTED
Apptio, Inc. Class A Common Stock
APTI
| $1.33M | ﹤0.01% |
72,013
+10,768
| +18% | +$186K |
|
2774
Aurinia Pharmaceuticals
AUPH
$2.11B
| $1.33M | ﹤0.01% |
211,569
+60,101
| +40% | +$379K |
|
|
SIOX
2775
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
| $1.33M | ﹤0.01% |
24,114
+20,463
| +560% | +$3.45M |
|
Similar funds
Ameriprise's Q3 2017 Portfolio in Review
As of Q3 2017, Ameriprise held 3,869 positions worth $210B, up 5.2% from $200B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ameriprise's Q3 2017 filing shows 150 new, 1,817 increased, 1,570 reduced and 203 closed positions. Its largest new stake was Ocean Rig UDW Inc. Class A Common Shares: 81,124 shares worth $1.93M. The largest sale was Baker Hughes, an estimated $354M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Ameriprise's largest Q3 2017 buy was Ocean Rig UDW Inc. Class A Common Shares: 81,124 shares worth $1.93M.
- Ameriprise added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $490M increase.
- Ameriprise's biggest Q3 2017 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $318M.
- Ameriprise fully exited Baker Hughes in Q3 2017, selling an estimated $354M.
- Ameriprise's ten largest holdings make up 13% of its $210B portfolio in Q3 2017.
- Ameriprise opened 150 new positions and closed 203 in Q3 2017.
- Ameriprise's portfolio value rose 5.2% quarter-over-quarter to $210B.
Based on Ameriprise's 13F filing for Q3 2017, filed 7 Nov 2017.