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AIFAIM

American Institute for Advanced Investment Management Portfolio holdings

AUM $173M
1-Year Est. Return 25.3%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+25.3%
3 Year Est. Return
+72.78%
5 Year Est. Return
+82.27%
10 Year Est. Return
–
AUM
$108M
AUM Growth
-$6.39M
Cap. Flow
-$3.73M
Cap. Flow %
-3.46%
Top 10 Hldgs %
37.41%
Holding
124
New
7
Increased
33
Reduced
55
Closed
9

Top Buys

Rank Stock Value
1
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$813K
2
ETN icon
Eaton
ETN
+$251K
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$240K
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$233K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$210K

Top Sells

Rank Stock Value
1
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$586K
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$529K
3
AAPL icon
Apple
AAPL
+$519K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$508K
5
FPEI icon
First Trust Institutional Preferred Securities and Income ETF
FPEI
+$504K

Sector Composition

Rank Sector Weight
1 Technology 9.91%
2 Healthcare 3.4%
3 Consumer Discretionary 3.33%
4 Industrials 3.15%
5 Consumer Staples 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
101
VanEck Semiconductor ETF
SMH
$72B
$238K 0.22%
1,650
+100
+6% +$15.1K
MO icon
102
Altria Group
MO
$107B
$238K 0.22%
5,660
-75
-1% -$3.31K
CAT icon
103
Caterpillar
CAT
$393B
$238K 0.22%
870
– –
IBM icon
104
IBM
IBM
$222B
$236K 0.22%
1,679
-13
-0.8% -$1.85K
ETN icon
105
Eaton
ETN
$179B
$233K 0.22%
+1,163
New +$251K
FTC icon
106
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$231K 0.21%
+2,385
New +$240K
SMMU icon
107
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$225K 0.21%
4,600
-945
-17% -$46.7K
RZG icon
108
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$221K 0.2%
5,481
– –
AMGN icon
109
Amgen
AMGN
$225B
$218K 0.2%
+810
New +$202K
CSX icon
110
CSX Corp
CSX
$92.8B
$217K 0.2%
7,070
– –
RFG icon
111
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$362M
$215K 0.2%
5,485
– –
LLY icon
112
Eli Lilly
LLY
$1.09T
$215K 0.2%
+400
New +$206K
GOOG icon
113
Alphabet (Google) Class C
GOOG
$4.19T
$214K 0.2%
+1,612
New +$210K
PZA icon
114
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$200K 0.19%
9,045
– –
DLR icon
115
Digital Realty Trust
DLR
$72.9B
$200K 0.19%
+1,655
New +$203K
ASG
116
Liberty All-Star Growth Fund
ASG
$349M
– –
-10,626
Closed -$57.5K
ICLN icon
117
iShares Global Clean Energy ETF
ICLN
$2.12B
– –
-22,242
Closed -$409K
IWN icon
118
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-2,055
Closed -$289K
NAD icon
119
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-10,767
Closed -$121K
PFE icon
120
Pfizer
PFE
$150B
– –
-7,096
Closed -$260K
QCLN icon
121
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
– –
-11,447
Closed -$586K
TAN icon
122
Invesco Solar ETF
TAN
$1.37B
– –
-3,571
Closed -$255K
BSMN
123
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
– –
-8,600
Closed -$216K
JHAA
124
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-10,350
Closed -$96.8K
1 2 3 4
5

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VWWMG
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GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
LCWM
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BCP
Breakout Capital Partners New York $174M AUM 7.98% 1-Year Est. Return

American Institute for Advanced Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, American Institute for Advanced Investment Management held 124 positions worth $108M, down 5.6% from $114M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

American Institute for Advanced Investment Management withdrew a net $3.73M in Q3 2023, closing 9 positions and reducing 55 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $586K position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, American Institute for Advanced Investment Management opened a new position in First Trust Japan AlphaDEX Fund worth $872K.

  • American Institute for Advanced Investment Management's largest Q3 2023 buy was First Trust Japan AlphaDEX Fund: 16,314 shares worth $872K.
  • American Institute for Advanced Investment Management added most to First Trust Mid Cap Core AlphaDEX Fund in Q3 2023, an estimated $233K increase.
  • American Institute for Advanced Investment Management's biggest Q3 2023 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $529K.
  • American Institute for Advanced Investment Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2023, selling an estimated $586K.
  • American Institute for Advanced Investment Management's ten largest holdings make up 37% of its $108M portfolio in Q3 2023.
  • American Institute for Advanced Investment Management opened 7 new positions and closed 9 in Q3 2023.
  • American Institute for Advanced Investment Management's portfolio value fell 5.6% quarter-over-quarter to $108M.

Based on American Institute for Advanced Investment Management's 13F filing for Q3 2023, filed 31 Oct 2023.