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AIFAIM

American Institute for Advanced Investment Management Portfolio holdings

AUM $173M
1-Year Est. Return 25.3%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+25.3%
3 Year Est. Return
+72.78%
5 Year Est. Return
+82.27%
10 Year Est. Return
–
AUM
$108M
AUM Growth
-$6.39M
Cap. Flow
-$3.73M
Cap. Flow %
-3.46%
Top 10 Hldgs %
37.41%
Holding
124
New
7
Increased
33
Reduced
55
Closed
9

Top Buys

Rank Stock Value
1
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$813K
2
ETN icon
Eaton
ETN
+$251K
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$240K
4
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$233K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$210K

Top Sells

Rank Stock Value
1
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$586K
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$529K
3
AAPL icon
Apple
AAPL
+$519K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$508K
5
FPEI icon
First Trust Institutional Preferred Securities and Income ETF
FPEI
+$504K

Sector Composition

Rank Sector Weight
1 Technology 9.91%
2 Healthcare 3.4%
3 Consumer Discretionary 3.33%
4 Industrials 3.15%
5 Consumer Staples 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRID
26
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$1.13M 1.05%
11,477
+1,599
+16% +$161K
CVX icon
27
Chevron
CVX
$386B
$1.13M 1.04%
6,808
+19
+0.3% +$3.07K
MCHP icon
28
Microchip Technology
MCHP
$43.1B
$1.07M 1%
13,292
-472
-3% -$39.5K
VGT icon
29
Vanguard Information Technology ETF
VGT
$149B
$1.07M 0.99%
23,464
+1,432
+6% +$77.9K
SDY icon
30
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$1.04M 0.96%
9,040
-4,336
-32% -$529K
NLR icon
31
VanEck Uranium + Nuclear Energy ETF
NLR
$4.2B
$1.03M 0.95%
13,833
+928
+7% +$59.2K
DRIV icon
32
Global X Autonomous & Electric Vehicles ETF
DRIV
$396M
$1.02M 0.94%
39,724
-5,006
-11% -$127K
VOT icon
33
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$999K 0.93%
5,128
– –
BSCO
34
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$966K 0.89%
46,720
+500
+1% +$10.3K
IGSB icon
35
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$934K 0.86%
18,736
-1,944
-9% -$97.3K
JHSC icon
36
John Hancock Multifactor Small Cap ETF
JHSC
$743M
$933K 0.86%
28,994
+2,002
+7% +$67.2K
PHO icon
37
Invesco Water Resources ETF
PHO
$2.06B
$894K 0.83%
16,401
+1,051
+7% +$59K
FJP icon
38
First Trust Japan AlphaDEX Fund
FJP
$264M
$872K 0.81%
+16,314
New +$813K
VOE icon
39
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$860K 0.8%
6,569
-1,045
-14% -$145K
CEG icon
40
Constellation Energy
CEG
$98.7B
$840K 0.78%
6,781
-1,073
-14% -$111K
XLK icon
41
State Street Technology Select Sector SPDR ETF
XLK
$124B
$833K 0.77%
9,708
-452
-4% -$38.8K
IYW icon
42
iShares US Technology ETF
IYW
$25.4B
$810K 0.75%
7,718
-551
-7% -$59.9K
VWO icon
43
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$760K 0.7%
18,984
-842
-4% -$34.4K
GLD icon
44
SPDR Gold Trust
GLD
$144B
$756K 0.7%
4,544
+136
+3% +$24.3K
FNX icon
45
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$737K 0.68%
7,559
+2,414
+47% +$233K
FTHI icon
46
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.48B
$720K 0.67%
30,761
-2,089
-6% -$43.8K
IRM icon
47
Iron Mountain
IRM
$37B
$685K 0.64%
10,799
-656
-6% -$40.1K
FYX icon
48
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$684K 0.63%
8,211
+2,431
+42% +$205K
LDUR icon
49
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$643K 0.6%
6,860
-500
-7% -$46.9K
COST icon
50
Costco
COST
$421B
$624K 0.58%
1,104
– –
1
2
3 4 5

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VWWMG
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GWCM
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TA
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LCWM
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CRFG
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BCP
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American Institute for Advanced Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, American Institute for Advanced Investment Management held 124 positions worth $108M, down 5.6% from $114M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

American Institute for Advanced Investment Management withdrew a net $3.73M in Q3 2023, closing 9 positions and reducing 55 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $586K position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, American Institute for Advanced Investment Management opened a new position in First Trust Japan AlphaDEX Fund worth $872K.

  • American Institute for Advanced Investment Management's largest Q3 2023 buy was First Trust Japan AlphaDEX Fund: 16,314 shares worth $872K.
  • American Institute for Advanced Investment Management added most to First Trust Mid Cap Core AlphaDEX Fund in Q3 2023, an estimated $233K increase.
  • American Institute for Advanced Investment Management's biggest Q3 2023 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $529K.
  • American Institute for Advanced Investment Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2023, selling an estimated $586K.
  • American Institute for Advanced Investment Management's ten largest holdings make up 37% of its $108M portfolio in Q3 2023.
  • American Institute for Advanced Investment Management opened 7 new positions and closed 9 in Q3 2023.
  • American Institute for Advanced Investment Management's portfolio value fell 5.6% quarter-over-quarter to $108M.

Based on American Institute for Advanced Investment Management's 13F filing for Q3 2023, filed 31 Oct 2023.