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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDE icon
201
Coeur Mining
CDE
$15.6B
$2.87M 0.03%
569,032
+430,297
+310% +$2.59M
UPS icon
202
United Parcel Service
UPS
$97.6B
$2.84M 0.03%
13,236
-1,026
-7% -$209K
TRU icon
203
TransUnion
TRU
$14.8B
$2.83M 0.03%
23,833
+999
+4% +$114K
VMW
204
DELISTED
VMware, Inc
VMW
$2.79M 0.03%
24,108
+2,468
+11% +$324K
CGNX icon
205
Cognex
CGNX
$10.3B
$2.79M 0.03%
35,919
+3,617
+11% +$292K
BSX icon
206
Boston Scientific
BSX
$65.8B
$2.79M 0.03%
65,676
-43,613
-40% -$1.83M
NFLX icon
207
Netflix
NFLX
$292B
$2.78M 0.03%
46,150
-1,190
-3% -$76K
ABMD
208
DELISTED
Abiomed Inc
ABMD
$2.77M 0.03%
7,700
+988
+15% +$334K
CPAY icon
209
Corpay
CPAY
$24.2B
$2.76M 0.03%
12,311
+1,607
+15% +$384K
APO icon
210
Apollo Global Management
APO
$70.7B
$2.75M 0.03%
38,033
-823
-2% -$59.4K
XNCR icon
211
Xencor
XNCR
$1.44B
$2.71M 0.03%
67,679
-3,805
-5% -$144K
EOSE icon
212
Eos Energy Enterprises
EOSE
$1.23B
$2.71M 0.03%
360,412
-1,993
-0.5% -$20.2K
EBS icon
213
Emergent Biosolutions
EBS
$375M
$2.71M 0.03%
62,260
-3,559
-5% -$161K
BKI
214
DELISTED
Black Knight, Inc. Common Stock
BKI
$2.71M 0.03%
32,642
-12
-0% -$895
ALGN icon
215
Align Technology
ALGN
$12B
$2.69M 0.03%
4,099
+203
+5% +$131K
QRVO icon
216
Qorvo
QRVO
$7.63B
$2.69M 0.03%
17,200
+1,485
+9% +$236K
AXP icon
217
American Express
AXP
$223B
$2.69M 0.03%
16,424
-210,739
-93% -$35.9M
DXCM icon
218
DexCom
DXCM
$27.6B
$2.67M 0.03%
19,924
-520
-3% -$74.7K
PRTA icon
219
Prothena Corp
PRTA
$458M
$2.66M 0.03%
53,918
-1,288
-2% -$71.4K
SWKS icon
220
Skyworks Solutions
SWKS
$9.06B
$2.65M 0.03%
17,116
+1,235
+8% +$198K
GEN icon
221
Gen Digital
GEN
$15.6B
$2.61M 0.03%
100,621
+10,895
+12% +$276K
ARES icon
222
Ares Management
ARES
$28.5B
$2.6M 0.03%
32,025
+3,025
+10% +$246K
BN icon
223
Brookfield
BN
$102B
$2.6M 0.03%
79,785
-10,947
-12% -$346K
NOW icon
224
ServiceNow
NOW
$102B
$2.59M 0.03%
19,970
+1,095
+6% +$144K
CUTR
225
DELISTED
Cutera, Inc.
CUTR
$2.58M 0.03%
62,486
+14,776
+31% +$606K
7 8
9
10 11

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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.