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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWTX
176
DELISTED
SpringWorks Therapeutics
SWTX
$3.53M 0.04%
56,990
-3,224
-5% -$213K
IOVA icon
177
Iovance Biotherapeutics
IOVA
$2.23B
$3.42M 0.04%
179,419
-10,600
-6% -$233K
MDU icon
178
MDU Resources
MDU
$4.44B
$3.41M 0.04%
+290,613
New +$3.28M
SPRU icon
179
Spruce Power Holding Corp
SPRU
$39.9M
$3.41M 0.04%
128,692
-4,339
-3% -$168K
VALN
180
Valneva
VALN
$488M
$3.37M 0.04%
+60,338
New +$2.84M
CNNE icon
181
Cannae Holdings
CNNE
$647M
$3.34M 0.04%
95,100
-1,200
-1% -$39.8K
CPF icon
182
Central Pacific Financial
CPF
$997M
$3.34M 0.04%
118,695
+103,235
+668% +$2.82M
DHR icon
183
Danaher
DHR
$135B
$3.32M 0.04%
11,370
-257
-2% -$70.8K
RCUS icon
184
Arcus Biosciences
RCUS
$3.57B
$3.29M 0.04%
81,295
-6,208
-7% -$241K
LBRDK icon
185
Liberty Broadband Class C
LBRDK
$4.15B
$3.29M 0.04%
20,400
-150
-0.7% -$24.7K
COST icon
186
Costco
COST
$415B
$3.28M 0.04%
5,770
-535
-8% -$274K
PTCT icon
187
PTC Therapeutics
PTCT
$6.37B
$3.26M 0.04%
81,816
-4,715
-5% -$180K
CHE icon
188
Chemed
CHE
$6.78B
$3.24M 0.04%
6,130
-40
-0.6% -$19.2K
FTNT icon
189
Fortinet
FTNT
$112B
$3.2M 0.04%
44,520
-1,055
-2% -$69.4K
AMTX icon
190
Aemetis
AMTX
$119M
$3.17M 0.04%
258,031
+5,446
+2% +$96.2K
RXRX icon
191
Recursion Pharmaceuticals
RXRX
$1.57B
$3.16M 0.04%
+184,614
New +$3.47M
INTU icon
192
Intuit
INTU
$81.1B
$3.14M 0.04%
4,880
-78
-2% -$48.1K
V icon
193
Visa
V
$677B
$3.12M 0.04%
14,375
-13,176
-48% -$2.83M
SWX icon
194
Southwest Gas
SWX
$6.74B
$3.1M 0.03%
+44,177
New +$3.04M
RMO
195
DELISTED
Romeo Power, Inc.
RMO
$3.04M 0.03%
832,530
-26,886
-3% -$116K
LGND icon
196
Ligand Pharmaceuticals
LGND
$6.02B
$2.99M 0.03%
31,002
-1,754
-5% -$162K
SSNC icon
197
SS&C Technologies
SSNC
$17.8B
$2.96M 0.03%
36,080
-2,549
-7% -$196K
CCXI
198
DELISTED
ChemoCentryx, Inc.
CCXI
$2.95M 0.03%
81,040
-4,638
-5% -$163K
ISRG icon
199
Intuitive Surgical
ISRG
$121B
$2.93M 0.03%
8,155
+241
+3% +$82.9K
SAGE
200
DELISTED
Sage Therapeutics
SAGE
$2.9M 0.03%
68,174
-3,904
-5% -$163K
6 7
8
9 10

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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.