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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGI
101
DELISTED
Renewable Energy Group, Inc.
REGI
$19M 0.21%
447,499
-14,369
-3% -$734K
FNDE icon
102
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$18.6M 0.21%
599,102
+6,890
+1% +$220K
VWO icon
103
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$18.2M 0.21%
368,679
+6,275
+2% +$316K
ARRY icon
104
Array Technologies
ARRY
$818M
$18.1M 0.2%
1,156,225
-30,243
-3% -$592K
VGIT icon
105
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$17.6M 0.2%
264,145
-4,620
-2% -$310K
BBJP icon
106
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$17.3M 0.19%
313,835
+9,590
+3% +$547K
GPRE icon
107
Green Plains
GPRE
$1.19B
$16.3M 0.18%
469,773
-15,470
-3% -$575K
SPWR
108
DELISTED
SunPower Corporation Common Stock
SPWR
$15.9M 0.18%
761,576
-24,015
-3% -$649K
PTRA
109
DELISTED
Proterra Inc. Common Stock
PTRA
$15.9M 0.18%
+1,799,315
New +$18.4M
VBR icon
110
Vanguard Small-Cap Value ETF
VBR
$37.1B
$15.8M 0.18%
88,375
-2,450
-3% -$436K
SCZ icon
111
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$15.2M 0.17%
208,148
+7,016
+3% +$521K
EWU icon
112
iShares MSCI United Kingdom ETF
EWU
$4.04B
$15.2M 0.17%
457,411
+650
+0.1% +$21.5K
INFY icon
113
Infosys
INFY
$45B
$14.3M 0.16%
565,474
+50,412
+10% +$1.17M
VFH icon
114
Vanguard Financials ETF
VFH
$13.3B
$12.3M 0.14%
126,865
-4,185
-3% -$408K
USHY icon
115
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$12.2M 0.14%
294,981
-8,090
-3% -$333K
RGLD icon
116
Royal Gold
RGLD
$17.1B
$11.9M 0.13%
113,028
+23,328
+26% +$2.35M
VCIT icon
117
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$11.5M 0.13%
123,727
-1,928
-2% -$180K
VB icon
118
Vanguard Small-Cap ETF
VB
$79.5B
$11.5M 0.13%
50,758
-665
-1% -$151K
IBN icon
119
ICICI Bank
IBN
$106B
$11.4M 0.13%
575,349
– –
EVA
120
DELISTED
Enviva Inc.
EVA
$11.2M 0.13%
159,164
-3,917
-2% -$262K
LICY
121
DELISTED
Li-Cycle Holdings Corp.
LICY
$10.4M 0.12%
+131,063
New +$12.4M
EWG icon
122
iShares MSCI Germany ETF
EWG
$1.5B
$10.4M 0.12%
318,399
+10,040
+3% +$333K
VDC icon
123
Vanguard Consumer Staples ETF
VDC
$7.86B
$10.2M 0.11%
51,001
-530
-1% -$99.9K
LEV
124
DELISTED
The Lion Electric Company
LEV
$10.1M 0.11%
1,015,891
-24,666
-2% -$278K
BLNK icon
125
Blink Charging
BLNK
$75.2M
$8.81M 0.1%
332,389
-8,994
-3% -$290K
3 4
5
6 7

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.