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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
101
Cardinal Health
CAH
$53.4B
$21.6M 0.21%
437,373
+7,786
+2% +$422K
SO icon
102
Southern Company
SO
$110B
$21.6M 0.21%
348,920
-50,141
-13% -$3.23M
HBI
103
DELISTED
Hanesbrands
HBI
$21.4M 0.21%
1,248,174
-54,892
-4% -$1.03M
HAS icon
104
Hasbro
HAS
$12.6B
$21.4M 0.21%
239,452
-18,297
-7% -$1.78M
VTR icon
105
Ventas
VTR
$48.9B
$21.2M 0.2%
383,200
– –
MO icon
106
Altria Group
MO
$122B
$21.1M 0.2%
464,088
-47,706
-9% -$2.3M
BSV icon
107
Vanguard Short-Term Bond ETF
BSV
$44.6B
$20.7M 0.2%
252,872
+18,193
+8% +$1.5M
NWL icon
108
Newell Brands
NWL
$2.16B
$20.6M 0.2%
928,300
+32,182
+4% +$822K
STAG icon
109
STAG Industrial
STAG
$7.86B
$20.3M 0.2%
517,222
-477,928
-48% -$19.5M
CAT icon
110
Caterpillar
CAT
$409B
$19.9M 0.19%
103,720
+2,381
+2% +$496K
BNL icon
111
Broadstone Net Lease
BNL
$4.29B
$19.8M 0.19%
800,000
– –
XLE icon
112
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$19.6M 0.19%
750,916
+37,702
+5% +$934K
FNDE icon
113
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$19.1M 0.18%
592,212
+35,769
+6% +$1.14M
XLF icon
114
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$18.5M 0.18%
492,747
-37,491
-7% -$1.4M
VGIT icon
115
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$18.2M 0.17%
268,765
+37,469
+16% +$2.55M
VWO icon
116
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$18.1M 0.17%
362,404
-5,483
-1% -$283K
XLI icon
117
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$18.1M 0.17%
184,560
-2,921
-2% -$300K
XLY icon
118
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$18M 0.17%
201,146
-15,774
-7% -$1.43M
XLB icon
119
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$18M 0.17%
455,352
-7,276
-2% -$303K
BBJP icon
120
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$17.9M 0.17%
304,245
+8,304
+3% +$481K
XLP icon
121
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$17.9M 0.17%
259,491
-11,980
-4% -$854K
XLC icon
122
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$17.8M 0.17%
222,722
-14,931
-6% -$1.24M
SPWR
123
DELISTED
SunPower Corporation Common Stock
SPWR
$17.8M 0.17%
785,591
+100,445
+15% +$2.35M
XLU icon
124
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$17.8M 0.17%
557,744
-25,136
-4% -$840K
XLK icon
125
State Street Technology Select Sector SPDR ETF
XLK
$115B
$17.8M 0.17%
238,192
-24,642
-9% -$1.9M
3 4
5
6 7

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.