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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-3.7%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.8B
AUM Growth
-$666M
Cap. Flow
-$96.6M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.51%
Holding
1,061
New
185
Increased
203
Reduced
432
Closed
239

Top Buys

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$178M
2
PSXP
PHILLIPS 66 PARTNERS LP
PSXP
+$100M
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$97.2M
4
EQM
EQM Midstream Partners, LP
EQM
+$96.6M
5
NS
NuStar Energy L.P.
NS
+$90.4M

Top Sells

Rank Stock Value
1
BPL
Buckeye Partners, L.P.
BPL
+$549M
2
ANDX
Andeavor Logistics LP
ANDX
+$283M
3
HEP
Holly Energy Partners, L.P.
HEP
+$109M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$101M
5
EPD icon
Enterprise Products Partners
EPD
+$50.5M

Sector Composition

Rank Sector Weight
1 Energy 65.14%
2 Financials 7.72%
3 Healthcare 3.44%
4 Consumer Discretionary 3.09%
5 Technology 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
101
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$14.9M 0.12%
246,254
+1,900
+0.8% +$115K
XLI icon
102
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$14.8M 0.12%
190,509
+1,070
+0.6% +$82.1K
XLB icon
103
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$14.8M 0.12%
508,180
+1,778
+0.4% +$51.3K
XLF icon
104
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$14.8M 0.12%
527,902
-8,540
-2% -$236K
XLV icon
105
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$14.5M 0.11%
161,122
+5,330
+3% +$487K
XLC icon
106
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$14.5M 0.11%
292,439
-3,151
-1% -$158K
XLE icon
107
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$14.3M 0.11%
483,792
+24,318
+5% +$736K
FLJP icon
108
Franklin FTSE Japan ETF
FLJP
$3.93B
$12.1M 0.09%
484,860
-6,210
-1% -$149K
VHT icon
109
Vanguard Health Care ETF
VHT
$18.2B
$12M 0.09%
71,412
+1,150
+2% +$197K
PPLI
110
People Inc
PPLI
$3.1B
$11.4M 0.09%
293,714
+249,863
+570% +$10.7M
MSFT icon
111
Microsoft
MSFT
$2.84T
$11M 0.09%
79,254
+8,271
+12% +$1.14M
AAPL icon
112
Apple
AAPL
$4.89T
$10.7M 0.08%
190,792
-26,164
-12% -$1.37M
BX icon
113
Blackstone
BX
$104B
$10.3M 0.08%
211,050
+181,350
+611% +$8.84M
KMI icon
114
Kinder Morgan
KMI
$73.1B
$9.97M 0.08%
483,779
-7,208
-1% -$148K
VMBS icon
115
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$9.96M 0.08%
186,917
-3,960
-2% -$210K
RGLD icon
116
Royal Gold
RGLD
$17.1B
$9.57M 0.07%
77,703
+3,705
+5% +$451K
EMB icon
117
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$8.7M 0.07%
76,732
-2,855
-4% -$325K
ARCC icon
118
Ares Capital
ARCC
$13.5B
$8.51M 0.07%
456,800
-11,700
-2% -$217K
KKR icon
119
KKR & Co
KKR
$89.2B
$8.39M 0.07%
312,500
+265,400
+563% +$7M
VCSH icon
120
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.36M 0.07%
103,120
-1,960
-2% -$158K
BN icon
121
Brookfield
BN
$102B
$7.84M 0.06%
413,823
+361,692
+694% +$6.55M
ACAD icon
122
Acadia Pharmaceuticals
ACAD
$4.25B
$7.6M 0.06%
211,163
-89,587
-30% -$2.72M
ALLK
123
DELISTED
Allakos
ALLK
$7.59M 0.06%
96,553
+6,693
+7% +$442K
TRGP icon
124
Targa Resources
TRGP
$60.4B
$7.48M 0.06%
186,208
+4,337
+2% +$166K
FSK icon
125
FS KKR Capital
FSK
$2.98B
$7.34M 0.06%
314,950
+283,525
+902% +$6.65M
3 4
5
6 7

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ALPS Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, ALPS Advisors held 1,061 positions worth $12.8B, down 4.9% from $13.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors's Q3 2019 filing shows 185 new, 203 increased, 432 reduced and 239 closed positions. Its largest new stake was Newmont: 667,017 shares worth $25.3M. The largest sale was Buckeye Partners, L.P., an estimated $549M.

By sector, the portfolio is most concentrated in Energy at 65% of assets, down from 65% a quarter earlier, followed by Financials and Healthcare.

  • ALPS Advisors's largest Q3 2019 buy was Newmont: 667,017 shares worth $25.3M.
  • ALPS Advisors added most to Western Midstream Partners in Q3 2019, an estimated $178M increase.
  • ALPS Advisors's biggest Q3 2019 reduction was Holly Energy Partners, L.P., cutting an estimated $109M.
  • ALPS Advisors fully exited Buckeye Partners, L.P. in Q3 2019, selling an estimated $549M.
  • ALPS Advisors's ten largest holdings make up 48% of its $12.8B portfolio in Q3 2019.
  • ALPS Advisors opened 185 new positions and closed 239 in Q3 2019.
  • ALPS Advisors's portfolio value fell 4.9% quarter-over-quarter to $12.8B.

Based on ALPS Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.