We are live on ! Find out more
AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$13.6B
AUM Growth
+$1.31B
Cap. Flow
+$1.24B
Cap. Flow %
9.18%
Top 10 Hldgs %
52.17%
Holding
753
New
79
Increased
425
Reduced
211
Closed
38

Top Buys

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$190M
2
EPD icon
Enterprise Products Partners
EPD
+$96.4M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.8M
4
PAA icon
Plains All American Pipeline
PAA
+$81.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$76.3M

Top Sells

Rank Stock Value
1
NUE icon
Nucor
NUE
+$36.6M
2
NOV icon
NOV
NOV
+$34.2M
3
QCOM icon
Qualcomm
QCOM
+$34.1M
4
CNP icon
CenterPoint Energy
CNP
+$32.7M
5
COP icon
ConocoPhillips
COP
+$31.8M

Sector Composition

Rank Sector Weight
1 Energy 67.49%
2 Financials 2.86%
3 Materials 2.35%
4 Healthcare 2.33%
5 Industrials 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
101
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$14.6M 0.11%
599,454
+34,498
+6% +$824K
XLF icon
102
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$14.4M 0.11%
621,098
-103,866
-14% -$2.23M
XLK icon
103
State Street Technology Select Sector SPDR ETF
XLK
$116B
$14.4M 0.11%
597,218
+7,730
+1% +$184K
XLI icon
104
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$14.4M 0.11%
231,862
-13,940
-6% -$840K
XLP icon
105
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$14.4M 0.11%
278,713
+15,124
+6% +$783K
XLV icon
106
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$14.4M 0.11%
208,565
+15,598
+8% +$1.08M
XLB icon
107
State Street Materials Select Sector SPDR ETF
XLB
$8.44B
$14.3M 0.11%
575,582
-19,578
-3% -$475K
XLE icon
108
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$14.3M 0.11%
379,276
-33,322
-8% -$1.21M
XLY icon
109
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$14.3M 0.11%
350,922
-3,552
-1% -$143K
SCZ icon
110
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$13.9M 0.1%
278,450
+14,276
+5% +$720K
VTV icon
111
Vanguard Value ETF
VTV
$189B
$13.7M 0.1%
147,763
+8,195
+6% +$734K
TIP icon
112
iShares TIPS Bond ETF
TIP
$14.5B
$13.1M 0.1%
115,355
-71,225
-38% -$8.13M
BIP icon
113
Brookfield Infrastructure Partners
BIP
$18.8B
$12.6M 0.09%
632,043
+85,017
+16% +$1.68M
DHR icon
114
Danaher
DHR
$135B
$12.5M 0.09%
180,421
-190,198
-51% -$13.2M
B
115
Barrick Mining
B
$62.7B
$8.93M 0.07%
558,732
+5,487
+1% +$87K
BVN icon
116
Compañía de Minas Buenaventura
BVN
$7.97B
$8.85M 0.07%
784,209
+113,218
+17% +$1.35M
LSXMA
117
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$8.66M 0.06%
347,352
-64,557
-16% -$1.61M
AUY
118
DELISTED
Yamana Gold, Inc.
AUY
$8.2M 0.06%
2,916,916
+1,630,031
+127% +$5.33M
BTG icon
119
B2Gold
BTG
$5.2B
$8.02M 0.06%
3,382,980
-191,615
-5% -$476K
NGD
120
DELISTED
New Gold Inc
NGD
$7.95M 0.06%
2,269,940
+935,318
+70% +$3.55M
KGC icon
121
Kinross Gold
KGC
$28.7B
$7.53M 0.06%
2,421,148
+759,520
+46% +$2.67M
SNLN
122
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$7.18M 0.05%
382,964
+341,386
+821% +$6.35M
CDE icon
123
Coeur Mining
CDE
$15.8B
$6.72M 0.05%
739,183
+86,630
+13% +$891K
AU icon
124
AngloGold Ashanti
AU
$40.6B
$6.56M 0.05%
624,055
+45,524
+8% +$552K
AG icon
125
First Majestic Silver
AG
$8.17B
$6.52M 0.05%
854,802
-46,614
-5% -$389K
3 4
5
6 7

Similar funds

PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, ALPS Advisors held 753 positions worth $13.6B, up 11% from $12.3B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

ALPS Advisors deployed $1.24B of net new capital in Q4 2016, opening 79 new positions and adding to 425 existing holdings. Its largest new stake was Eli Lilly: 558,209 shares worth $41.1M.

By sector, the portfolio is most concentrated in Energy at 67% of assets, up from 66% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Nucor, an estimated $36.6M trimmed.

  • ALPS Advisors's largest Q4 2016 buy was Eli Lilly: 558,209 shares worth $41.1M.
  • ALPS Advisors added most to Energy Transfer Partners L.p. in Q4 2016, an estimated $190M increase.
  • ALPS Advisors's biggest Q4 2016 reduction was Nucor, cutting an estimated $36.6M.
  • ALPS Advisors fully exited NOV in Q4 2016, selling an estimated $34.2M.
  • ALPS Advisors's ten largest holdings make up 52% of its $13.6B portfolio in Q4 2016.
  • ALPS Advisors opened 79 new positions and closed 38 in Q4 2016.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $13.6B.

Based on ALPS Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.