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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$15.2B
AUM Growth
-$88.9M
Cap. Flow
-$687M
Cap. Flow %
-4.5%
Top 10 Hldgs %
44.55%
Holding
1,138
New
213
Increased
453
Reduced
272
Closed
195

Top Buys

Rank Stock Value
1
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$205M
2
EQM
EQM Midstream Partners, LP
EQM
+$134M
3
PAA icon
Plains All American Pipeline
PAA
+$61.7M
4
NS
NuStar Energy L.P.
NS
+$54.5M
5
MPLX icon
MPLX
MPLX
+$49.5M

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$859M
2
ETP
Energy Transfer Partners, L.P.
ETP
+$195M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$171M
4
BWP
Boardwalk Pipeline Partners
BWP
+$120M
5
RMP
Rice Midstream Partners LP
RMP
+$104M

Sector Composition

Rank Sector Weight
1 Energy 55.03%
2 Financials 7.13%
3 Healthcare 4.31%
4 Consumer Discretionary 2.88%
5 Industrials 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWNK
1101
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-31,387
Closed -$427K
BBBY
1102
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-27,957
Closed -$557K
CTXS
1103
DELISTED
Citrix Systems Inc
CTXS
– –
-2,736
Closed -$287K
MNDT
1104
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-17,401
Closed -$268K
SAFM
1105
DELISTED
Sanderson Farms Inc
SAFM
– –
-3,751
Closed -$394K
NP
1106
DELISTED
Neenah, Inc. Common Stock
NP
– –
-5,670
Closed -$481K
TVTY
1107
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-11,240
Closed -$396K
RRD
1108
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-86,922
Closed -$501K
LDL
1109
DELISTED
Lydall, Inc.
LDL
– –
-9,332
Closed -$407K
EV
1110
DELISTED
Eaton Vance Corp.
EV
– –
-8,009
Closed -$418K
CBL
1111
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-148,020
Closed -$824K
BFYT
1112
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-14,859
Closed -$481K
DNR
1113
DELISTED
Denbury Resources, Inc.
DNR
– –
-191,321
Closed -$920K
NE
1114
DELISTED
Noble Corporation
NE
– –
-127,506
Closed -$807K
LM
1115
DELISTED
Legg Mason, Inc.
LM
– –
-21,418
Closed -$744K
AGN
1116
DELISTED
Allergan plc
AGN
– –
-5,304
Closed -$884K
CARO
1117
DELISTED
Carolina Financial Corp.
CARO
– –
-11,154
Closed -$479K
WCG
1118
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-2,361
Closed -$581K
CJ
1119
DELISTED
C&J Energy Services, Inc.
CJ
– –
-17,740
Closed -$419K
CLD
1120
DELISTED
Cloud Peak Energy Inc
CLD
– –
-139,003
Closed -$485K
MBFI
1121
DELISTED
MB Financial Corp
MBFI
– –
-10,359
Closed -$484K
ESRX
1122
DELISTED
Express Scripts Holding Company
ESRX
– –
-13,019
Closed -$1M
OCLR
1123
DELISTED
Oclaro Inc.
OCLR
– –
-45,734
Closed -$408K
AET
1124
DELISTED
Aetna Inc
AET
– –
-7,670
Closed -$1.41M
SHLM
1125
DELISTED
Schulman (A.) Inc
SHLM
– –
-13,427
Closed -$598K
42 43 44
45
46

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MMH
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IC
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DSA
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VARA
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SC
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ALPS Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, ALPS Advisors held 1,138 positions worth $15.2B, down 0.58% from $15.3B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

ALPS Advisors withdrew a net $687M in Q3 2018, closing 195 positions and reducing 272 holdings. Its most notable exit was Williams Partners L.P., an estimated $859M position sold in full.

By sector, the portfolio is most concentrated in Energy at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.

Against the trend, ALPS Advisors opened a new position in Kirkland Lake Gold Ltd Ordinary worth $19.6M.

  • ALPS Advisors's largest Q3 2018 buy was Kirkland Lake Gold Ltd Ordinary: 1,029,518 shares worth $19.6M.
  • ALPS Advisors added most to Tallgrass Energy, LP Class A Shares in Q3 2018, an estimated $205M increase.
  • ALPS Advisors's biggest Q3 2018 reduction was Energy Transfer Partners, L.P., cutting an estimated $195M.
  • ALPS Advisors fully exited Williams Partners L.P. in Q3 2018, selling an estimated $859M.
  • ALPS Advisors's ten largest holdings make up 45% of its $15.2B portfolio in Q3 2018.
  • ALPS Advisors opened 213 new positions and closed 195 in Q3 2018.
  • ALPS Advisors's portfolio value fell 0.58% quarter-over-quarter to $15.2B.

Based on ALPS Advisors's 13F filing for Q3 2018, filed 25 Oct 2018.