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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
1051
DELISTED
Cerner Corp
CERN
– –
-4,698
Closed -$367K
NUAN
1052
DELISTED
Nuance Communications, Inc.
NUAN
– –
-40,774
Closed -$2.22M
INFO
1053
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-20,888
Closed -$2.35M
OMP
1054
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
– –
-10,636
Closed -$249K
KSU
1055
DELISTED
Kansas City Southern
KSU
– –
-1,543
Closed -$437K
TLC
1056
DELISTED
Taiwan Liposome Company, Ltd. American Depository Shares
TLC
– –
-50,851
Closed -$298K
PFPT
1057
DELISTED
Proofpoint, Inc.
PFPT
– –
-12,911
Closed -$2.24M
QTS
1058
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-10,030
Closed -$775K
MXIM
1059
DELISTED
Maxim Integrated Products
MXIM
– –
-3,760
Closed -$396K
WRI
1060
DELISTED
Weingarten Realty Investors
WRI
– –
-12,823
Closed -$411K
BPYU
1061
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-42,290
Closed -$799K
ALXN
1062
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-6,087
Closed -$1.12M
CNST
1063
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-63,109
Closed -$2.13M
CCMP
1064
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-1,876
Closed -$283K
COWN
1065
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-9,123
Closed -$374K
ATVI
1066
DELISTED
Activision Blizzard
ATVI
– –
-7,011
Closed -$669K
HIBB
1067
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-4,547
Closed -$408K
AZPN
1068
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-2,261
Closed -$311K
39 40 41 42
43

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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.