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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBT
1001
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-76,497
Closed -$1.95M
ENIA
1002
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-83,730
Closed -$490K
ARNA
1003
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-74,855
Closed -$4.46M
DRNA
1004
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-95,276
Closed -$1.92M
COR
1005
DELISTED
Coresite Realty Corporation
COR
– –
-4,842
Closed -$671K
ENBL
1006
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-11,276,404
Closed -$91.6M
CVA
1007
DELISTED
Covanta Holding Corporation
CVA
– –
-1,110,308
Closed -$22.3M
KDMN
1008
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-212,448
Closed -$1.85M
VEDL
1009
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-31,700
Closed -$484K
QADA
1010
DELISTED
QAD Inc.
QADA
– –
-5,085
Closed -$444K
DOC
1011
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-39,256
Closed -$692K
MNR
1012
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-38,939
Closed -$726K
37 38 39 40
41

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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.