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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-3.7%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.8B
AUM Growth
-$666M
Cap. Flow
-$96.6M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.51%
Holding
1,061
New
185
Increased
203
Reduced
432
Closed
239

Top Buys

Rank Stock Value
1
WES icon
Western Midstream Partners
WES
+$178M
2
PSXP
PHILLIPS 66 PARTNERS LP
PSXP
+$100M
3
TGE
Tallgrass Energy, LP Class A Shares
TGE
+$97.2M
4
EQM
EQM Midstream Partners, LP
EQM
+$96.6M
5
NS
NuStar Energy L.P.
NS
+$90.4M

Top Sells

Rank Stock Value
1
BPL
Buckeye Partners, L.P.
BPL
+$549M
2
ANDX
Andeavor Logistics LP
ANDX
+$283M
3
HEP
Holly Energy Partners, L.P.
HEP
+$109M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$101M
5
EPD icon
Enterprise Products Partners
EPD
+$50.5M

Sector Composition

Rank Sector Weight
1 Energy 65.14%
2 Financials 7.72%
3 Healthcare 3.44%
4 Consumer Discretionary 3.09%
5 Technology 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
1001
W&T Offshore
WTI
$545M
– –
-66,789
Closed -$331K
X
1002
DELISTED
US Steel
X
– –
-18,745
Closed -$287K
YETI icon
1003
Yeti Holdings
YETI
$3.82B
– –
-15,474
Closed -$448K
ZION icon
1004
Zions Bancorporation
ZION
$10.1B
– –
-22,402
Closed -$1.03M
CNR
1005
Core Natural Resources Inc
CNR
$4.19B
– –
-10,388
Closed -$276K
GAP
1006
The Gap Inc
GAP
$6.84B
– –
-14,740
Closed -$265K
SEI
1007
Solaris Energy Infrastructure
SEI
$3.31B
– –
-23,863
Closed -$357K
JBTM
1008
JBT Marel
JBTM
$7.14B
– –
-4,251
Closed -$515K
SWN
1009
DELISTED
Southwestern Energy Company
SWN
– –
-86,994
Closed -$275K
ASXC
1010
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-37,838
Closed -$669K
KAMN
1011
DELISTED
Kaman Corp
KAMN
– –
-9,575
Closed -$610K
CPE
1012
DELISTED
Callon Petroleum Company
CPE
– –
-5,294
Closed -$349K
PACW
1013
DELISTED
PacWest Bancorp
PACW
– –
-9,800
Closed -$381K
WWE
1014
DELISTED
World Wrestling Entertainment
WWE
– –
-4,344
Closed -$314K
PDCE
1015
DELISTED
PDC Energy, Inc.
PDCE
– –
-9,834
Closed -$355K
ROCC
1016
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-6,718
Closed -$206K
RUTH
1017
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-15,016
Closed -$341K
AUY
1018
DELISTED
Yamana Gold, Inc.
AUY
– –
-966,989
Closed -$2.44M
MTOR
1019
DELISTED
MERITOR, Inc.
MTOR
– –
-18,244
Closed -$442K
COHR
1020
DELISTED
Coherent Inc
COHR
– –
-2,794
Closed -$381K
TVTY
1021
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-20,848
Closed -$343K
PVG
1022
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-957,220
Closed -$9.58M
KL
1023
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-683,175
Closed -$29.3M
BMTC
1024
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-9,958
Closed -$372K
RAVN
1025
DELISTED
Raven Industries Inc
RAVN
– –
-10,037
Closed -$360K
39 40
41
42 43

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VARA
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ALPS Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, ALPS Advisors held 1,061 positions worth $12.8B, down 4.9% from $13.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors's Q3 2019 filing shows 185 new, 203 increased, 432 reduced and 239 closed positions. Its largest new stake was Newmont: 667,017 shares worth $25.3M. The largest sale was Buckeye Partners, L.P., an estimated $549M.

By sector, the portfolio is most concentrated in Energy at 65% of assets, down from 65% a quarter earlier, followed by Financials and Healthcare.

  • ALPS Advisors's largest Q3 2019 buy was Newmont: 667,017 shares worth $25.3M.
  • ALPS Advisors added most to Western Midstream Partners in Q3 2019, an estimated $178M increase.
  • ALPS Advisors's biggest Q3 2019 reduction was Holly Energy Partners, L.P., cutting an estimated $109M.
  • ALPS Advisors fully exited Buckeye Partners, L.P. in Q3 2019, selling an estimated $549M.
  • ALPS Advisors's ten largest holdings make up 48% of its $12.8B portfolio in Q3 2019.
  • ALPS Advisors opened 185 new positions and closed 239 in Q3 2019.
  • ALPS Advisors's portfolio value fell 4.9% quarter-over-quarter to $12.8B.

Based on ALPS Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.