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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
976
Kroger
KR
$34.8B
– –
-9,469
Closed -$363K
LDOS icon
977
Leidos
LDOS
$14.1B
– –
-3,583
Closed -$362K
LKFN icon
978
Lakeland Financial Corp
LKFN
$1.52B
– –
-4,730
Closed -$292K
LOPE icon
979
Grand Canyon Education
LOPE
$3.71B
– –
-3,080
Closed -$277K
MAS icon
980
Masco
MAS
$16B
– –
-5,957
Closed -$351K
MASI
981
DELISTED
Masimo
MASI
– –
-1,475
Closed -$358K
MKSI icon
982
MKS Inc
MKSI
$22.2B
– –
-1,906
Closed -$339K
MKTX icon
983
MarketAxess Holdings
MKTX
$4.15B
– –
-655
Closed -$304K
MLM icon
984
Martin Marietta Materials
MLM
$33.6B
– –
-1,003
Closed -$353K
MPC icon
985
Marathon Petroleum
MPC
$90.3B
– –
-5,775
Closed -$349K
MU icon
986
Micron Technology
MU
$1.04T
– –
-3,709
Closed -$315K
MWA icon
987
Mueller Water Products
MWA
$3.92B
– –
-24,175
Closed -$349K
MYE icon
988
Myers Industries
MYE
$1.18B
– –
-17,344
Closed -$364K
NDSN icon
989
Nordson
NDSN
$16.5B
– –
-1,645
Closed -$361K
NUS icon
990
Nu Skin
NUS
$247M
– –
-6,412
Closed -$363K
OESX icon
991
Orion Energy Systems
OESX
$41.1M
– –
-21,453
Closed -$1.23M
OLED icon
992
Universal Display
OLED
$3.71B
– –
-212,075
Closed -$47.2M
OLLI icon
993
Ollie's Bargain Outlet
OLLI
$4.01B
– –
-3,741
Closed -$315K
ONEW icon
994
OneWater Marine
ONEW
$214M
– –
-7,914
Closed -$333K
OPY icon
995
Oppenheimer Holdings
OPY
$1.17B
– –
-7,980
Closed -$406K
PFSI icon
996
PennyMac Financial
PFSI
$4.38B
– –
-5,213
Closed -$322K
PJT icon
997
PJT Partners
PJT
$4.37B
– –
-4,804
Closed -$343K
PRDO icon
998
Perdoceo Education
PRDO
$1.9B
– –
-27,509
Closed -$338K
PRK icon
999
Park National Corp
PRK
$3.41B
– –
-2,474
Closed -$290K
PTON icon
1000
Peloton Interactive
PTON
$2.63B
– –
-3,141
Closed -$390K
38 39
40
41 42

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PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.