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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
76
DELISTED
People's United Financial Inc
PBCT
$23.5M 0.26%
1,317,639
-128,037
-9% -$2.28M
HBAN icon
77
Huntington Bancshares
HBAN
$35.1B
$23.5M 0.26%
1,522,141
+16,353
+1% +$258K
SNA icon
78
Snap-on
SNA
$20.9B
$23.4M 0.26%
108,611
+106,929
+6,357% +$22.8M
PFG icon
79
Principal Financial Group
PFG
$23.6B
$23.4M 0.26%
+322,870
New +$22.5M
HII icon
80
Huntington Ingalls Industries
HII
$11.3B
$23.3M 0.26%
124,971
+8,379
+7% +$1.62M
LEG icon
81
Leggett & Platt
LEG
$1.52B
$23.2M 0.26%
563,883
+61,080
+12% +$2.65M
SHLS icon
82
Shoals Technologies Group
SHLS
$1.58B
$23M 0.26%
944,553
-30,447
-3% -$876K
BEN icon
83
Franklin Resources
BEN
$16.9B
$22.9M 0.26%
+682,615
New +$22.5M
NWL icon
84
Newell Brands
NWL
$2.16B
$22.7M 0.26%
1,040,892
+112,592
+12% +$2.54M
VFC icon
85
VF Corp
VFC
$6.68B
$22.4M 0.25%
+305,910
New +$22.3M
AMRC icon
86
Ameresco
AMRC
$1.15B
$22.3M 0.25%
273,411
-4,537
-2% -$363K
NOVA
87
DELISTED
Sunnova Energy
NOVA
$22.2M 0.25%
796,540
+33,292
+4% +$1.2M
HBI
88
DELISTED
Hanesbrands
HBI
$22.1M 0.25%
1,324,394
+76,220
+6% +$1.3M
XLY icon
89
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$20.5M 0.23%
200,742
-404
-0.2% -$40.2K
XLK icon
90
State Street Technology Select Sector SPDR ETF
XLK
$115B
$20.3M 0.23%
233,518
-4,674
-2% -$385K
XLRE icon
91
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$20.3M 0.23%
391,641
-3,608
-0.9% -$174K
XLB icon
92
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$20.3M 0.23%
447,218
-8,134
-2% -$351K
XLI icon
93
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$20.2M 0.23%
191,347
+6,787
+4% +$705K
BSV icon
94
Vanguard Short-Term Bond ETF
BSV
$44.6B
$20.1M 0.23%
249,292
-3,580
-1% -$291K
XLP icon
95
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$20.1M 0.23%
260,660
+1,169
+0.5% +$84.7K
XLU icon
96
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$20M 0.23%
559,966
+2,222
+0.4% +$75K
XLV icon
97
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$20M 0.23%
142,123
+2,899
+2% +$385K
XLE icon
98
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$20M 0.23%
721,046
-29,870
-4% -$844K
XLC icon
99
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$19.9M 0.22%
256,297
+33,575
+15% +$2.65M
XLF icon
100
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$19.8M 0.22%
507,946
+15,199
+3% +$597K
2 3
4
5 6

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.