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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-18.86%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$94.9M
AUM Growth
-$11.6B
Cap. Flow
+$352M
Cap. Flow %
370.94%
Top 10 Hldgs %
49.64%
Holding
849
New
169
Increased
282
Reduced
215
Closed
183

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$71.8M
2
BX icon
Blackstone
BX
+$60.2M
3
EEP
Enbridge Energy Partners
EEP
+$60.1M
4
BN icon
Brookfield
BN
+$55.9M
5
WPZ
Williams Partners L.P.
WPZ
+$53.2M

Top Sells

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$122M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$25.2M
3
NE
Noble Corporation
NE
+$23.5M
4
RIG icon
Transocean
RIG
+$22.7M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$21.8M

Sector Composition

Rank Sector Weight
1 Energy 67.78%
2 Healthcare 2.32%
3 Materials 2.09%
4 Financials 1.64%
5 Consumer Discretionary 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
76
Franco-Nevada
FNV
$41.4B
$184K 0.19%
417,905
+12,906
+3% +$556K
ETN icon
77
Eaton
ETN
$157B
$184K 0.19%
358,416
+10,602
+3% +$626K
STX icon
78
Seagate
STX
$193B
$183K 0.19%
408,000
-58,870
-13% -$2.85M
BAX icon
79
Baxter International
BAX
$11.6B
$183K 0.19%
555,734
-118,551
-18% -$4.49M
ESV
80
DELISTED
Ensco Rowan plc
ESV
$182K 0.19%
322,892
+57,016
+21% +$3.93M
NUE icon
81
Nucor
NUE
$56.4B
$180K 0.19%
478,505
-40,483
-8% -$1.74M
FTR
82
DELISTED
Frontier Communications Corp.
FTR
$178K 0.19%
250,215
-85,819
-26% -$6.5M
JNK icon
83
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$172K 0.18%
161,238
-2,671
-2% -$299K
SHV icon
84
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$171K 0.18%
+155,235
New +$17.1M
BIL icon
85
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$171K 0.18%
+187,263
New +$17.1M
FCX icon
86
Freeport-McMoran
FCX
$90B
$171K 0.18%
1,765,465
+489,021
+38% +$5.87M
SPLS
87
DELISTED
Staples Inc
SPLS
$169K 0.18%
1,443,709
-89,919
-6% -$1.27M
BNDX icon
88
Vanguard Total International Bond ETF
BNDX
$82B
$167K 0.18%
315,871
-25,695
-8% -$1.36M
NEM icon
89
Newmont
NEM
$99.5B
$163K 0.17%
1,017,155
+306,025
+43% +$5.48M
DO
90
DELISTED
Diamond Offshore Drilling
DO
$157K 0.17%
908,000
+29,851
+3% +$666K
GG
91
DELISTED
Goldcorp Inc
GG
$155K 0.16%
1,238,721
+257,706
+26% +$3.6M
XLU icon
92
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$150K 0.16%
694,934
-48,446
-7% -$1.04M
XLF icon
93
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$147K 0.15%
737,656
+5,332
+0.7% +$113K
XLP icon
94
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$147K 0.15%
310,946
-15,906
-5% -$773K
XLY icon
95
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$145K 0.15%
391,688
-19,018
-5% -$731K
VNQ icon
96
Vanguard Real Estate ETF
VNQ
$39.9B
$145K 0.15%
192,146
-40,259
-17% -$3.09M
XLK icon
97
State Street Technology Select Sector SPDR ETF
XLK
$115B
$145K 0.15%
732,578
-15,172
-2% -$313K
XLI icon
98
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$144K 0.15%
288,508
+3,070
+1% +$162K
XLE icon
99
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$142K 0.15%
465,088
+46,048
+11% +$1.55M
XLB icon
100
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$140K 0.15%
700,742
+67,218
+11% +$1.5M
2 3
4
5 6

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MMH
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Flossbach Von Storch
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IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, ALPS Advisors held 849 positions worth $94.9M, down 99% from $11.7B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

ALPS Advisors deployed $352M of net new capital in Q3 2015, opening 169 new positions and adding to 282 existing holdings. Its largest new stake was Brookfield: 4,795,507 shares worth $52.9K.

By sector, the portfolio is most concentrated in Energy at 68% of assets, down from 70% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $21.8M trimmed.

  • ALPS Advisors's largest Q3 2015 buy was Brookfield: 4,795,507 shares worth $52.9K.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2015, an estimated $71.8M increase.
  • ALPS Advisors's biggest Q3 2015 reduction was Magellan Midstream Partners, L.P., cutting an estimated $21.8M.
  • ALPS Advisors fully exited CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE) in Q3 2015, selling an estimated $122M.
  • ALPS Advisors's ten largest holdings make up 50% of its $94.9M portfolio in Q3 2015.
  • ALPS Advisors opened 169 new positions and closed 183 in Q3 2015.
  • ALPS Advisors's portfolio value fell 99% quarter-over-quarter to $94.9M.

Based on ALPS Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.