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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
76
AT&T
T
$165B
$9.77M 0.1%
388,380
+83,811
+28% +$2.21M
CVC
77
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$9.77M 0.1%
609,162
+161,907
+36% +$2.62M
LO
78
DELISTED
LORILLARD INC COM STK
LO
$9.75M 0.1%
198,038
+18,726
+10% +$933K
NEM icon
79
Newmont
NEM
$98.2B
$9.74M 0.1%
451,061
+422,573
+1,483% +$10.9M
PAYX icon
80
Paychex
PAYX
$40.4B
$9.74M 0.1%
232,914
+37,171
+19% +$1.59M
PBCT
81
DELISTED
People's United Financial Inc
PBCT
$9.7M 0.1%
682,425
+137,099
+25% +$2.02M
TE
82
DELISTED
TECO ENERGY INC
TE
$9.68M 0.1%
590,665
+107,776
+22% +$1.84M
GRMN
83
Garmin
GRMN
$46.9B
$9.6M 0.1%
+213,195
New +$10.1M
NUE icon
84
Nucor
NUE
$56.4B
$9.6M 0.1%
198,625
+28,986
+17% +$1.5M
IVZ icon
85
Invesco
IVZ
$13.3B
$9.55M 0.1%
+287,137
New +$9.74M
WM icon
86
Waste Management
WM
$95.9B
$9.51M 0.1%
227,582
+34,528
+18% +$1.51M
DRI icon
87
Darden Restaurants
DRI
$22.5B
$9.51M 0.1%
+215,107
New +$9.95M
MO icon
88
Altria Group
MO
$122B
$9.43M 0.1%
267,612
+40,981
+18% +$1.51M
CINF icon
89
Cincinnati Financial
CINF
$28.3B
$9.39M 0.1%
193,858
+24,298
+14% +$1.23M
ABBV icon
90
AbbVie
ABBV
$458B
$9.34M 0.09%
+189,613
New +$9.32M
WIN
91
DELISTED
Windstream Holdings Inc
WIN
$9.33M 0.09%
159,249
+40,226
+34% +$2.6M
LUMN icon
92
Lumen
LUMN
$6.53B
$9.32M 0.09%
323,086
+78,985
+32% +$2.52M
GE icon
93
GE Aerospace
GE
$367B
$9.3M 0.09%
+77,192
New +$9.72M
PM icon
94
Philip Morris
PM
$301B
$9.16M 0.09%
+117,263
New +$10.2M
MINT icon
95
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9.02M 0.09%
89,070
-980
-1% -$99.4K
IRM icon
96
Iron Mountain
IRM
$38.2B
$8.89M 0.09%
+364,254
New +$9.33M
DO
97
DELISTED
Diamond Offshore Drilling
DO
$8.58M 0.09%
176,746
+54,179
+44% +$3.27M
SPY icon
98
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$7.34M 0.07%
41,219
+30,174
+273% +$5.34M
VOO icon
99
Vanguard S&P 500 ETF
VOO
$968B
$7.34M 0.07%
44,998
+32,924
+273% +$5.34M
MON
100
DELISTED
Monsanto Co
MON
$4.69M 0.05%
44,015
-2,570
-6% -$281K
2 3
4
5 6

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.