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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
76
Entergy
ETR
$54.1B
$7.91M 0.09%
250,234
+85,224
+52% +$2.83M
RAI
77
DELISTED
Reynolds American Inc
RAI
$7.89M 0.09%
323,672
+90,450
+39% +$2.24M
MRK icon
78
Merck
MRK
$324B
$7.87M 0.09%
173,145
+49,692
+40% +$2.27M
MWV
79
DELISTED
MEADWESTVACO CORP
MWV
$7.86M 0.09%
204,693
+46,653
+30% +$1.72M
DD
80
DELISTED
Du Pont De Nemours E I
DD
$7.85M 0.09%
141,140
+28,275
+25% +$1.54M
PBCT
81
DELISTED
People's United Financial Inc
PBCT
$7.84M 0.09%
545,326
+134,957
+33% +$2M
AVP
82
DELISTED
Avon Products, Inc.
AVP
$7.84M 0.09%
380,445
+133,398
+54% +$2.86M
MO icon
83
Altria Group
MO
$122B
$7.79M 0.09%
226,631
+64,863
+40% +$2.29M
T icon
84
AT&T
T
$165B
$7.78M 0.09%
304,569
+96,336
+46% +$2.53M
LEG icon
85
Leggett & Platt
LEG
$1.52B
$7.77M 0.09%
257,613
+82,667
+47% +$2.54M
EXC icon
86
Exelon
EXC
$48.6B
$7.76M 0.09%
366,863
+108,364
+42% +$2.37M
BBY icon
87
Best Buy
BBY
$18B
$7.73M 0.09%
206,199
-3,945
-2% -$131K
JNJ icon
88
Johnson & Johnson
JNJ
$635B
$7.73M 0.09%
89,174
+22,638
+34% +$2.03M
INTC icon
89
Intel
INTC
$466B
$7.72M 0.09%
336,782
+105,504
+46% +$2.43M
VZ icon
90
Verizon
VZ
$194B
$7.71M 0.09%
165,253
+54,691
+49% +$2.67M
CA
91
DELISTED
CA, Inc.
CA
$7.71M 0.09%
259,795
+60,008
+30% +$1.8M
LLY icon
92
Eli Lilly
LLY
$1.07T
$7.69M 0.09%
152,859
+44,367
+41% +$2.32M
LUMN icon
93
Lumen
LUMN
$6.53B
$7.66M 0.09%
244,101
+87,440
+56% +$2.98M
DO
94
DELISTED
Diamond Offshore Drilling
DO
$7.64M 0.09%
122,567
+38,537
+46% +$2.58M
DD icon
95
DuPont de Nemours
DD
$18.6B
$7.6M 0.09%
78,187
+12,632
+19% +$1.18M
FTR
96
DELISTED
Frontier Communications Corp.
FTR
$7.57M 0.08%
120,995
+32,003
+36% +$2.08M
CVC
97
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$7.53M 0.08%
447,255
+62,602
+16% +$1.15M
WIN
98
DELISTED
Windstream Holdings Inc
WIN
$7.46M 0.08%
119,023
+32,274
+37% +$2.08M
CLF icon
99
Cleveland-Cliffs
CLF
$6.81B
$7.39M 0.08%
360,710
+38,998
+12% +$802K
MON
100
DELISTED
Monsanto Co
MON
$4.86M 0.05%
46,585
+2,485
+6% +$250K
2 3
4
5 6

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.