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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-15.37%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
-$2.36B
Cap. Flow
-$42.7M
Cap. Flow %
-0.33%
Top 10 Hldgs %
46.96%
Holding
1,011
New
68
Increased
275
Reduced
523
Closed
142

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$938M
2
ANDX
Andeavor Logistics LP
ANDX
+$103M
3
MPLX icon
MPLX
MPLX
+$60.2M
4
BPL
Buckeye Partners, L.P.
BPL
+$51.8M
5
WES
Western Gas Partners Lp
WES
+$49.6M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$980M
2
SEP
Spectra Engy Parters Lp
SEP
+$257M
3
EEP
Enbridge Energy Partners
EEP
+$209M
4
SCG
Scana
SCG
+$57M
5
LLY icon
Eli Lilly
LLY
+$49.9M

Sector Composition

Rank Sector Weight
1 Energy 62.3%
2 Financials 7.41%
3 Healthcare 3.82%
4 Consumer Discretionary 3.14%
5 Technology 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
951
Watsco Inc
WSO
$14.9B
– –
-1,303
Closed -$232K
WST icon
952
West Pharmaceutical
WST
$23.1B
– –
-1,886
Closed -$233K
XRX icon
953
Xerox
XRX
$337M
– –
-1,686,991
Closed -$45.5M
ZUMZ icon
954
Zumiez
ZUMZ
$320M
– –
-35,510
Closed -$936K
FLG
955
Flagstar Bank National Association
FLG
$5.77B
– –
-18,282
Closed -$569K
RVNC
956
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-65,366
Closed -$1.62M
MRO
957
DELISTED
Marathon Oil Corporation
MRO
– –
-10,489
Closed -$244K
TARO
958
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-69,773
Closed -$6.86M
MRNS
959
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-17,927
Closed -$717K
CBAY
960
DELISTED
Cymabay Therapeutics
CBAY
– –
-104,500
Closed -$1.16M
ICPT
961
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-52,318
Closed -$6.61M
PRTK
962
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-56,149
Closed -$545K
SNLN
963
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-670,328
Closed -$12.2M
ACGN
964
DELISTED
Aceragen Inc
ACGN
– –
-2,831
Closed -$428K
JNCE
965
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-57,738
Closed -$375K
BSMX
966
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-92,877
Closed -$721K
LCI
967
DELISTED
Lannett Company, Inc.
LCI
– –
-17,211
Closed -$327K
AERI
968
DELISTED
Aerie Pharmaceuticals
AERI
– –
-80,025
Closed -$4.93M
ALNA
969
DELISTED
Allena Pharmaceuticals
ALNA
– –
-36,722
Closed -$394K
ENDP
970
DELISTED
Endo International plc
ENDP
– –
-461,220
Closed -$7.76M
RDUS
971
DELISTED
Radius Health, Inc.
RDUS
– –
-80,476
Closed -$1.43M
EPZM
972
DELISTED
Epizyme, Inc
EPZM
– –
-122,992
Closed -$1.3M
HNP
973
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-27,461
Closed -$711K
XENT
974
DELISTED
Intersect ENT, Inc
XENT
– –
-53,893
Closed -$1.55M
ODT
975
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
– –
-47,584
Closed -$924K
37 38
39
40 41

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VARA
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ALPS Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, ALPS Advisors held 1,011 positions worth $12.9B, down 15% from $15.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

ALPS Advisors's Q4 2018 filing shows 68 new, 275 increased, 523 reduced and 142 closed positions. Its largest new stake was Kraft Heinz: 825,936 shares worth $35.5M. The largest sale was Energy Transfer Partners, L.P., an estimated $980M.

By sector, the portfolio is most concentrated in Energy at 62% of assets, up from 55% a quarter earlier, followed by Financials and Healthcare.

  • ALPS Advisors's largest Q4 2018 buy was Kraft Heinz: 825,936 shares worth $35.5M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2018, an estimated $938M increase.
  • ALPS Advisors's biggest Q4 2018 reduction was Scana, cutting an estimated $57M.
  • ALPS Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $980M.
  • ALPS Advisors's ten largest holdings make up 47% of its $12.9B portfolio in Q4 2018.
  • ALPS Advisors opened 68 new positions and closed 142 in Q4 2018.
  • ALPS Advisors's portfolio value fell 15% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.