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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
901
Blackrock
BLK
$164B
– –
-698
Closed -$585K
BLUE
902
DELISTED
bluebird bio
BLUE
– –
-6,395
Closed -$1.58M
BRK.A icon
903
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-1,045
Closed -$430M
BRK.B icon
904
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-485,000
Closed -$132M
BRT
905
BRT Apartments
BRT
$282M
– –
-36,536
Closed -$704K
BSBR icon
906
Santander
BSBR
$39.7B
– –
-78,267
Closed -$490K
CACI icon
907
CACI
CACI
$10.8B
– –
-833
Closed -$218K
CCL icon
908
Carnival Corporation Ltd
CCL
$36.1B
– –
-9,950
Closed -$249K
CHGG icon
909
Chegg
CHGG
$108M
– –
-3,613
Closed -$246K
CIO
910
DELISTED
City Office REIT
CIO
– –
-42,275
Closed -$755K
CLPR
911
Clipper Realty
CLPR
$46.5M
– –
-86,677
Closed -$702K
CMA
912
DELISTED
Comerica
CMA
– –
-317,475
Closed -$25.6M
CUBE icon
913
CubeSmart
CUBE
$9.53B
– –
-20,175
Closed -$978K
CVLT icon
914
Commault Systems
CVLT
$5.89B
– –
-18,305
Closed -$1.38M
D icon
915
Dominion Energy
D
$62.5B
– –
-298,829
Closed -$21.8M
DG icon
916
Dollar General
DG
$25.9B
– –
-3,207
Closed -$680K
EBAY icon
917
eBay
EBAY
$48.6B
– –
-325,000
Closed -$22.6M
ELME
918
Elme Communities
ELME
$132M
– –
-28,707
Closed -$710K
ELV icon
919
Elevance Health
ELV
$81.9B
– –
-1,348
Closed -$503K
EMN icon
920
Eastman Chemical
EMN
$7.8B
– –
-2,398
Closed -$242K
ESPR
921
DELISTED
Esperion Therapeutics
ESPR
– –
-34,653
Closed -$418K
FBRX icon
922
Forte Biosciences
FBRX
$1.12B
– –
-682
Closed -$50K
FSP
923
Franklin Street Properties
FSP
$44.8M
– –
-160,869
Closed -$746K
GD icon
924
General Dynamics
GD
$105B
– –
-114,579
Closed -$22.5M
GE icon
925
GE Aerospace
GE
$367B
– –
-3,608
Closed -$232K
35 36
37
38 39

Similar funds

PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.