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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-5.11%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$10.4B
AUM Growth
-$929M
Cap. Flow
-$275M
Cap. Flow %
-2.65%
Top 10 Hldgs %
43.03%
Holding
1,068
New
166
Increased
266
Reduced
450
Closed
162

Top Buys

Rank Stock Value
1
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$39.9M
2
STEM icon
Stem
STEM
+$31.3M
3
PAA icon
Plains All American Pipeline
PAA
+$20.7M
4
EVR icon
Evercore
EVR
+$17M
5
GPRE icon
Green Plains
GPRE
+$16.6M

Top Sells

Rank Stock Value
1
MPLX icon
MPLX
MPLX
+$69.6M
2
OLED icon
Universal Display
OLED
+$47.2M
3
AYI icon
Acuity Brands
AYI
+$44.9M
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$42.3M
5
WES icon
Western Midstream Partners
WES
+$37.2M

Sector Composition

Rank Sector Weight
1 Energy 50.72%
2 Financials 11.42%
3 Technology 6.62%
4 Healthcare 4.85%
5 Consumer Discretionary 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCS
901
DELISTED
Steelcase
SCS
$177K ﹤0.01%
13,982
-3,045
-18% -$42K
PBFX
902
DELISTED
PBF LOGISTICS LP
PBFX
$176K ﹤0.01%
13,931
+1,086
+8% +$13.9K
MRKR icon
903
Marker Therapeutics
MRKR
$20.3M
$172K ﹤0.01%
10,183
-751
-7% -$15.4K
SPRB
904
Spruce Biosciences
SPRB
$119M
$172K ﹤0.01%
382
-28
-7% -$17.6K
NGL icon
905
NGL Energy Partners
NGL
$1.94B
$127K ﹤0.01%
53,694
+5,314
+11% +$10.4K
FBRX icon
906
Forte Biosciences
FBRX
$1.12B
$50K ﹤0.01%
682
-30
-4% -$16.6K
AAP icon
907
Advance Auto Parts
AAP
$3.37B
– –
-1,892
Closed -$388K
AEIS icon
908
Advanced Energy
AEIS
$12.2B
– –
-3,155
Closed -$356K
ALL icon
909
Allstate
ALL
$66.9B
– –
-2,928
Closed -$382K
ALSN icon
910
Allison Transmission
ALSN
$10.1B
– –
-6,893
Closed -$274K
AMRX icon
911
Amneal Pharmaceuticals
AMRX
$5.72B
– –
-50,325
Closed -$258K
APPS icon
912
Digital Turbine
APPS
$1.02B
– –
-4,266
Closed -$324K
AVNW icon
913
Aviat Networks
AVNW
$262M
– –
-10,556
Closed -$346K
AX icon
914
Axos Financial
AX
$5.45B
– –
-6,533
Closed -$303K
AYI icon
915
Acuity Brands
AYI
$9.88B
– –
-240,195
Closed -$44.9M
FABC
916
Fabric.AI Inc
FABC
$16.8M
– –
-2,118
Closed -$1.32M
AZO icon
917
AutoZone
AZO
$48.3B
– –
-262
Closed -$391K
BA icon
918
Boeing
BA
$165B
– –
-1,132
Closed -$271K
BABA icon
919
Alibaba
BABA
$269B
– –
-8,150
Closed -$1.85M
BAH icon
920
Booz Allen Hamilton
BAH
$8.7B
– –
-4,269
Closed -$364K
BAX icon
921
Baxter International
BAX
$11.6B
– –
-4,296
Closed -$346K
BF.B icon
922
Brown-Forman Class B
BF.B
$12B
– –
-4,663
Closed -$349K
BWXT icon
923
BWX Technologies
BWXT
$16B
– –
-5,328
Closed -$310K
CAG icon
924
Conagra Brands
CAG
$7.07B
– –
-9,088
Closed -$331K
CHCO icon
925
City Holding Co
CHCO
$1.97B
– –
-4,058
Closed -$305K
35 36
37
38 39

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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, ALPS Advisors held 1,068 positions worth $10.4B, down 8.2% from $11.3B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

ALPS Advisors's Q3 2021 filing shows 166 new, 266 increased, 450 reduced and 162 closed positions. Its largest new stake was Stem: 59,506 shares worth $28.4M. The largest sale was MPLX, an estimated $69.6M.

By sector, the portfolio is most concentrated in Energy at 51% of assets, down from 53% a quarter earlier, followed by Financials and Technology.

  • ALPS Advisors's largest Q3 2021 buy was Stem: 59,506 shares worth $28.4M.
  • ALPS Advisors added most to ENLINK MIDSTREAM, LLC in Q3 2021, an estimated $39.9M increase.
  • ALPS Advisors's biggest Q3 2021 reduction was MPLX, cutting an estimated $69.6M.
  • ALPS Advisors fully exited Universal Display in Q3 2021, selling an estimated $47.2M.
  • ALPS Advisors's ten largest holdings make up 43% of its $10.4B portfolio in Q3 2021.
  • ALPS Advisors opened 166 new positions and closed 162 in Q3 2021.
  • ALPS Advisors's portfolio value fell 8.2% quarter-over-quarter to $10.4B.

Based on ALPS Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.