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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DECK icon
826
Deckers Outdoor
DECK
$13.3B
$311K ﹤0.01%
5,088
+96
+2% +$6.19K
ETNB
827
DELISTED
89bio
ETNB
$307K ﹤0.01%
23,469
-1,144
-5% -$18.1K
CF icon
828
CF Industries
CF
$19.2B
$306K ﹤0.01%
4,320
-502,365
-99% -$31.5M
SONO icon
829
Sonos
SONO
$1.75B
$305K ﹤0.01%
10,245
+204
+2% +$6.49K
CKPT
830
DELISTED
Checkpoint Therapeutics
CKPT
$301K ﹤0.01%
+9,694
New +$321K
DNTH icon
831
Dianthus Therapeutics
DNTH
$5.68B
$301K ﹤0.01%
4,251
-235
-5% -$23.6K
GNRC icon
832
Generac Holdings
GNRC
$11.9B
$301K ﹤0.01%
856
+18
+2% +$7.47K
UPBD icon
833
Upbound Group
UPBD
$1.19B
$299K ﹤0.01%
6,223
+124
+2% +$6.2K
KNTK icon
834
Kinetik
KNTK
$3.71B
$296K ﹤0.01%
9,648
+3,526
+58% +$120K
CLNN icon
835
Clene
CLNN
$68.9M
$295K ﹤0.01%
3,599
-160
-4% -$17.1K
TPB icon
836
Turning Point Brands
TPB
$1.47B
$294K ﹤0.01%
7,795
+156
+2% +$6.33K
CRDF icon
837
Cardiff Oncology
CRDF
$64.3M
$292K ﹤0.01%
48,559
+86
+0.2% +$513
IMUX icon
838
Immunic
IMUX
$182M
$291K ﹤0.01%
3,037
-180
-6% -$16.2K
MRVL icon
839
Marvell Technology
MRVL
$174B
$291K ﹤0.01%
+3,328
New +$249K
TRV icon
840
Travelers Companies
TRV
$80.8B
$289K ﹤0.01%
1,847
-218,153
-99% -$34.1M
FBIO icon
841
Fortress Biotech
FBIO
$111M
$288K ﹤0.01%
7,686
-501
-6% -$22.3K
RH icon
842
RH
RH
$3.3B
$287K ﹤0.01%
536
+10
+2% +$6.15K
DISH
843
DELISTED
DISH Network Corp.
DISH
$286K ﹤0.01%
8,830
+176
+2% +$6.56K
BGFV
844
DELISTED
Big 5 Sporting Goods
BGFV
$282K ﹤0.01%
14,860
+298
+2% +$7.43K
KIM icon
845
Kimco Realty
KIM
$17.6B
$278K ﹤0.01%
11,289
-5,092
-31% -$118K
TBCH
846
Turtle Beach Corp
TBCH
$239M
$272K ﹤0.01%
12,236
+244
+2% +$6.58K
SYRE icon
847
Spyre Therapeutics
SYRE
$8.87B
$271K ﹤0.01%
+2,283
New +$360K
ALDX icon
848
Aldeyra Therapeutics
ALDX
$91.7M
$269K ﹤0.01%
67,223
-3,692
-5% -$28.2K
MRO
849
DELISTED
Marathon Oil Corporation
MRO
$268K ﹤0.01%
+16,337
New +$263K
LGVN
850
Longeveron
LGVN
$19M
$267K ﹤0.01%
+2,212
New +$235K
32 33
34
35 36

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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.