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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-18.86%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$94.9M
AUM Growth
-$11.6B
Cap. Flow
+$352M
Cap. Flow %
370.94%
Top 10 Hldgs %
49.64%
Holding
849
New
169
Increased
282
Reduced
215
Closed
183

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$71.8M
2
BX icon
Blackstone
BX
+$60.2M
3
EEP
Enbridge Energy Partners
EEP
+$60.1M
4
BN icon
Brookfield
BN
+$55.9M
5
WPZ
Williams Partners L.P.
WPZ
+$53.2M

Top Sells

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$122M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$25.2M
3
NE
Noble Corporation
NE
+$23.5M
4
RIG icon
Transocean
RIG
+$22.7M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$21.8M

Sector Composition

Rank Sector Weight
1 Energy 67.78%
2 Healthcare 2.32%
3 Materials 2.09%
4 Financials 1.64%
5 Consumer Discretionary 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCMP
801
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-10,876
Closed -$512K
PER
802
DELISTED
SANDRIDGE PERMIAN TRUST
PER
– –
-82,903
Closed -$620K
NE
803
DELISTED
Noble Corporation
NE
– –
-1,524,445
Closed -$23.5M
HCR
804
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-15,766
Closed -$484K
WBC
805
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-4,541
Closed -$562K
SRCI
806
DELISTED
SRC Energy Inc
SRCI
– –
-45,841
Closed -$524K
CRZO
807
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-11,653
Closed -$574K
HOS
808
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-27,262
Closed -$560K
TOWR
809
DELISTED
Tower International, Inc.
TOWR
– –
-22,013
Closed -$573K
APC
810
DELISTED
Anadarko Petroleum
APC
– –
-3,367
Closed -$263K
UPL
811
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-33,317
Closed -$417K
INSY
812
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-17,887
Closed -$643K
ARRS
813
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-17,274
Closed -$529K
EQGP
814
DELISTED
EQGP Holdings, LP
EQGP
– –
-7,465
Closed -$254K
ARII
815
DELISTED
American Railcar Industries, Inc.
ARII
– –
-10,555
Closed -$513K
AFSI
816
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-18,790
Closed -$615K
KS
817
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-16,349
Closed -$378K
ILG
818
DELISTED
ILG, Inc Common Stock
ILG
– –
-19,776
Closed -$452K
RPXC
819
DELISTED
RPX Corporation
RPXC
– –
-36,598
Closed -$619K
APLP
820
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-21,389
Closed -$481K
BWLD
821
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-2,784
Closed -$436K
FIG
822
DELISTED
Fortress Investment Group Llc
FIG
– –
-68,670
Closed -$501K
VAL
823
DELISTED
Valspar
VAL
– –
-6,188
Closed -$506K
FNBC
824
DELISTED
First NBC Bank Holding Company
FNBC
– –
-16,025
Closed -$577K
TPLM
825
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-111,885
Closed -$562K
30 31 32
33
34

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MMH
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, ALPS Advisors held 849 positions worth $94.9M, down 99% from $11.7B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

ALPS Advisors deployed $352M of net new capital in Q3 2015, opening 169 new positions and adding to 282 existing holdings. Its largest new stake was Brookfield: 4,795,507 shares worth $52.9K.

By sector, the portfolio is most concentrated in Energy at 68% of assets, down from 70% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $21.8M trimmed.

  • ALPS Advisors's largest Q3 2015 buy was Brookfield: 4,795,507 shares worth $52.9K.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2015, an estimated $71.8M increase.
  • ALPS Advisors's biggest Q3 2015 reduction was Magellan Midstream Partners, L.P., cutting an estimated $21.8M.
  • ALPS Advisors fully exited CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE) in Q3 2015, selling an estimated $122M.
  • ALPS Advisors's ten largest holdings make up 50% of its $94.9M portfolio in Q3 2015.
  • ALPS Advisors opened 169 new positions and closed 183 in Q3 2015.
  • ALPS Advisors's portfolio value fell 99% quarter-over-quarter to $94.9M.

Based on ALPS Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.