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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
-18.86%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$94.9M
AUM Growth
-$11.6B
Cap. Flow
+$352M
Cap. Flow %
370.94%
Top 10 Hldgs %
49.64%
Holding
849
New
169
Increased
282
Reduced
215
Closed
183

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$71.8M
2
BX icon
Blackstone
BX
+$60.2M
3
EEP
Enbridge Energy Partners
EEP
+$60.1M
4
BN icon
Brookfield
BN
+$55.9M
5
WPZ
Williams Partners L.P.
WPZ
+$53.2M

Top Sells

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$122M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$25.2M
3
NE
Noble Corporation
NE
+$23.5M
4
RIG icon
Transocean
RIG
+$22.7M
5
MMP
Magellan Midstream Partners, L.P.
MMP
+$21.8M

Sector Composition

Rank Sector Weight
1 Energy 67.78%
2 Healthcare 2.32%
3 Materials 2.09%
4 Financials 1.64%
5 Consumer Discretionary 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAL icon
776
Western Alliance Bancorporation
WAL
$9.07B
– –
-17,474
Closed -$590K
WDC icon
777
Western Digital
WDC
$179B
– –
-7,230
Closed -$429K
WMT icon
778
Walmart Inc
WMT
$871B
– –
-19,173
Closed -$453K
WPM icon
779
Wheaton Precious Metals
WPM
$50.6B
– –
-95,325
Closed -$1.65M
WTFC icon
780
Wintrust Financial
WTFC
$10.7B
– –
-11,022
Closed -$588K
WWD icon
781
Woodward
WWD
$25B
– –
-10,685
Closed -$588K
ZTS icon
782
Zoetis
ZTS
$31.6B
– –
-11,200
Closed -$540K
TBRG
783
DELISTED
TruBridge
TBRG
– –
-10,022
Closed -$535K
NPKI
784
NPK International
NPKI
$1.21B
– –
-58,545
Closed -$476K
BCPC
785
Balchem Corp
BCPC
$5.23B
– –
-9,442
Closed -$526K
SWN
786
DELISTED
Southwestern Energy Company
SWN
– –
-26,004
Closed -$591K
LL
787
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-17,793
Closed -$368K
PGTI
788
DELISTED
PGT, Inc.
PGTI
– –
-48,985
Closed -$711K
GHL
789
DELISTED
Greenhill & Co., Inc.
GHL
– –
-13,175
Closed -$545K
VIVO
790
DELISTED
Meridian Bioscience Inc
VIVO
– –
-26,806
Closed -$500K
CLR
791
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-13,725
Closed -$582K
TEN
792
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-9,422
Closed -$541K
CERN
793
DELISTED
Cerner Corp
CERN
– –
-7,402
Closed -$511K
ECOL
794
DELISTED
US Ecology, Inc.
ECOL
– –
-10,653
Closed -$519K
XLNX
795
DELISTED
Xilinx Inc
XLNX
– –
-12,886
Closed -$569K
ALXN
796
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-2,868
Closed -$518K
RNET
797
DELISTED
RigNet, Inc.
RNET
– –
-19,750
Closed -$604K
DNKN
798
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-11,031
Closed -$607K
GPOR
799
DELISTED
Gulfport Energy Corp.
GPOR
– –
-11,359
Closed -$457K
AXAS
800
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-8,303
Closed -$490K
30 31
32
33 34

Similar funds

PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, ALPS Advisors held 849 positions worth $94.9M, down 99% from $11.7B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

ALPS Advisors deployed $352M of net new capital in Q3 2015, opening 169 new positions and adding to 282 existing holdings. Its largest new stake was Brookfield: 4,795,507 shares worth $52.9K.

By sector, the portfolio is most concentrated in Energy at 68% of assets, down from 70% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $21.8M trimmed.

  • ALPS Advisors's largest Q3 2015 buy was Brookfield: 4,795,507 shares worth $52.9K.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2015, an estimated $71.8M increase.
  • ALPS Advisors's biggest Q3 2015 reduction was Magellan Midstream Partners, L.P., cutting an estimated $21.8M.
  • ALPS Advisors fully exited CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE) in Q3 2015, selling an estimated $122M.
  • ALPS Advisors's ten largest holdings make up 50% of its $94.9M portfolio in Q3 2015.
  • ALPS Advisors opened 169 new positions and closed 183 in Q3 2015.
  • ALPS Advisors's portfolio value fell 99% quarter-over-quarter to $94.9M.

Based on ALPS Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.