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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$13.6B
AUM Growth
+$1.31B
Cap. Flow
+$1.24B
Cap. Flow %
9.18%
Top 10 Hldgs %
52.17%
Holding
753
New
79
Increased
425
Reduced
211
Closed
38

Top Buys

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$190M
2
EPD icon
Enterprise Products Partners
EPD
+$96.4M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.8M
4
PAA icon
Plains All American Pipeline
PAA
+$81.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$76.3M

Top Sells

Rank Stock Value
1
NUE icon
Nucor
NUE
+$36.6M
2
NOV icon
NOV
NOV
+$34.2M
3
QCOM icon
Qualcomm
QCOM
+$34.1M
4
CNP icon
CenterPoint Energy
CNP
+$32.7M
5
COP icon
ConocoPhillips
COP
+$31.8M

Sector Composition

Rank Sector Weight
1 Energy 67.49%
2 Financials 2.86%
3 Materials 2.35%
4 Healthcare 2.33%
5 Industrials 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
726
NRG Energy
NRG
$29.8B
– –
-2,662,535
Closed -$29.8M
ORCL icon
727
Oracle
ORCL
$331B
– –
-5,282
Closed -$207K
PAAS icon
728
Pan American Silver
PAAS
$18.6B
– –
-562,868
Closed -$9.92M
RGLS
729
DELISTED
Regulus Therapeutics
RGLS
– –
-561
Closed -$222K
SNDX icon
730
Syndax Pharmaceuticals
SNDX
$1.84B
– –
-22,669
Closed -$344K
TPR icon
731
Tapestry
TPR
$28.8B
– –
-845,446
Closed -$30.9M
VIV icon
732
Telefônica Brasil
VIV
$22.4B
– –
-23,315
Closed -$337K
VNQ icon
733
Vanguard Real Estate ETF
VNQ
$39.9B
– –
-149,275
Closed -$12.9M
WYNN icon
734
Wynn Resorts
WYNN
$10.1B
– –
-314,290
Closed -$30.6M
CTLT
735
DELISTED
CATALENT, INC.
CTLT
– –
-159,028
Closed -$4.11M
EGRX
736
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-19,933
Closed -$1.4M
TRVN
737
DELISTED
Trevena, Inc.
TRVN
– –
-106
Closed -$449K
CBD
738
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-21,718
Closed -$356K
INFI
739
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-63,217
Closed -$99K
CLVS
740
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-49,083
Closed -$1.77M
AGTC
741
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-22,995
Closed -$225K
GPL
742
DELISTED
Great Panther Mining Limited
GPL
– –
-20,950
Closed -$283K
SRRA
743
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-962
Closed -$70K
OAK
744
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-160,294
Closed -$6.8M
PPP
745
DELISTED
Primero Mining Corp
PPP
– –
-129,569
Closed -$215K
VA
746
DELISTED
Virgin America Inc.
VA
– –
-8,265
Closed -$442K
IM
747
DELISTED
Ingram Micro
IM
– –
-5,721
Closed -$204K
AMSG
748
DELISTED
Amsurg Corp
AMSG
– –
-6,156
Closed -$413K
RAX
749
DELISTED
Rackspace Hosting Inc
RAX
– –
-13,159
Closed -$417K
VTAE
750
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
– –
-36,767
Closed -$769K
27 28 29
30
31

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, ALPS Advisors held 753 positions worth $13.6B, up 11% from $12.3B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

ALPS Advisors deployed $1.24B of net new capital in Q4 2016, opening 79 new positions and adding to 425 existing holdings. Its largest new stake was Eli Lilly: 558,209 shares worth $41.1M.

By sector, the portfolio is most concentrated in Energy at 67% of assets, up from 66% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Nucor, an estimated $36.6M trimmed.

  • ALPS Advisors's largest Q4 2016 buy was Eli Lilly: 558,209 shares worth $41.1M.
  • ALPS Advisors added most to Energy Transfer Partners L.p. in Q4 2016, an estimated $190M increase.
  • ALPS Advisors's biggest Q4 2016 reduction was Nucor, cutting an estimated $36.6M.
  • ALPS Advisors fully exited NOV in Q4 2016, selling an estimated $34.2M.
  • ALPS Advisors's ten largest holdings make up 52% of its $13.6B portfolio in Q4 2016.
  • ALPS Advisors opened 79 new positions and closed 38 in Q4 2016.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $13.6B.

Based on ALPS Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.