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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$13.6B
AUM Growth
+$1.31B
Cap. Flow
+$1.24B
Cap. Flow %
9.18%
Top 10 Hldgs %
52.17%
Holding
753
New
79
Increased
425
Reduced
211
Closed
38

Top Buys

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$190M
2
EPD icon
Enterprise Products Partners
EPD
+$96.4M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.8M
4
PAA icon
Plains All American Pipeline
PAA
+$81.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$76.3M

Top Sells

Rank Stock Value
1
NUE icon
Nucor
NUE
+$36.6M
2
NOV icon
NOV
NOV
+$34.2M
3
QCOM icon
Qualcomm
QCOM
+$34.1M
4
CNP icon
CenterPoint Energy
CNP
+$32.7M
5
COP icon
ConocoPhillips
COP
+$31.8M

Sector Composition

Rank Sector Weight
1 Energy 67.49%
2 Financials 2.86%
3 Materials 2.35%
4 Healthcare 2.33%
5 Industrials 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$451B
$38.1M 0.28%
+1,260,118
New +$38.4M
DD icon
52
DuPont de Nemours
DD
$18.7B
$38M 0.28%
262,357
+30,508
+13% +$4.25M
VLO icon
53
Valero Energy
VLO
$90.1B
$38M 0.28%
+556,316
New +$34.2M
PG icon
54
Procter & Gamble
PG
$342B
$37.9M 0.28%
451,315
+91,362
+25% +$7.79M
KMB icon
55
Kimberly-Clark
KMB
$36.1B
$37.9M 0.28%
+332,229
New +$38.6M
GE icon
56
GE Aerospace
GE
$369B
$37.8M 0.28%
249,516
+247,287
+11,094% +$35.9M
TROW icon
57
T. Rowe Price
TROW
$24.9B
$37.6M 0.28%
+499,396
New +$35.4M
LUMN icon
58
Lumen
LUMN
$6.7B
$37.5M 0.28%
1,577,115
+465,212
+42% +$11.8M
KO icon
59
Coca-Cola
KO
$352B
$37.5M 0.28%
903,288
+169,388
+23% +$7.05M
IP icon
60
International Paper
IP
$20.3B
$37.3M 0.28%
742,109
+58,505
+9% +$2.71M
LYB icon
61
LyondellBasell Industries
LYB
$19.8B
$37M 0.27%
430,780
+23,760
+6% +$1.99M
EMR icon
62
Emerson Electric
EMR
$83.2B
$36.9M 0.27%
662,736
+52,874
+9% +$2.84M
MRK icon
63
Merck
MRK
$324B
$36.9M 0.27%
656,226
+133,375
+26% +$7.81M
PBCT
64
DELISTED
People's United Financial Inc
PBCT
$36.9M 0.27%
1,903,931
-19,317
-1% -$341K
GRMN
65
Garmin
GRMN
$47.2B
$36.8M 0.27%
758,102
+107,058
+16% +$5.33M
CAT icon
66
Caterpillar
CAT
$412B
$36.7M 0.27%
395,992
+13,694
+4% +$1.24M
ETN icon
67
Eaton
ETN
$159B
$36.7M 0.27%
546,609
+60,007
+12% +$3.94M
STX icon
68
Seagate
STX
$199B
$36.7M 0.27%
960,638
+104,852
+12% +$3.91M
PBI icon
69
Pitney Bowes
PBI
$2.44B
$36.3M 0.27%
2,388,243
+651,150
+37% +$10.4M
NAVI icon
70
Navient
NAVI
$811M
$35.9M 0.26%
2,185,429
+14,991
+0.7% +$233K
MAT icon
71
Mattel
MAT
$4.14B
$35.7M 0.26%
1,295,945
+316,077
+32% +$9.61M
HPQ icon
72
HP
HPQ
$23.6B
$35.6M 0.26%
2,400,552
+202,094
+9% +$3.06M
GM icon
73
General Motors
GM
$75.3B
$35.5M 0.26%
1,019,754
+1,003,838
+6,307% +$33.7M
MOS icon
74
The Mosaic Company
MOS
$7.14B
$35.3M 0.26%
1,204,455
+60,517
+5% +$1.62M
F icon
75
Ford
F
$57.5B
$35.1M 0.26%
2,891,635
+383,982
+15% +$4.66M
1 2
3
4 5

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PAG
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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, ALPS Advisors held 753 positions worth $13.6B, up 11% from $12.3B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

ALPS Advisors deployed $1.24B of net new capital in Q4 2016, opening 79 new positions and adding to 425 existing holdings. Its largest new stake was Eli Lilly: 558,209 shares worth $41.1M.

By sector, the portfolio is most concentrated in Energy at 67% of assets, up from 66% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Nucor, an estimated $36.6M trimmed.

  • ALPS Advisors's largest Q4 2016 buy was Eli Lilly: 558,209 shares worth $41.1M.
  • ALPS Advisors added most to Energy Transfer Partners L.p. in Q4 2016, an estimated $190M increase.
  • ALPS Advisors's biggest Q4 2016 reduction was Nucor, cutting an estimated $36.6M.
  • ALPS Advisors fully exited NOV in Q4 2016, selling an estimated $34.2M.
  • ALPS Advisors's ten largest holdings make up 52% of its $13.6B portfolio in Q4 2016.
  • ALPS Advisors opened 79 new positions and closed 38 in Q4 2016.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $13.6B.

Based on ALPS Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.