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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
+$1.23B
Cap. Flow
+$1B
Cap. Flow %
7.79%
Top 10 Hldgs %
55.6%
Holding
775
New
187
Increased
208
Reduced
211
Closed
169

Top Buys

Rank Stock Value
1
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
+$383M
2
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$145M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.6M
4
ETP
Energy Transfer Partners L.p.
ETP
+$75.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$63.9M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$90.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$67.3M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$25.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$15.1M

Sector Composition

Rank Sector Weight
1 Energy 79.76%
2 Materials 1.1%
3 Technology 1.04%
4 Financials 0.97%
5 Industrials 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
51
Microchip Technology
MCHP
$42.8B
$17.5M 0.14%
741,514
+148,722
+25% +$3.56M
ETR icon
52
Entergy
ETR
$54.1B
$17.5M 0.14%
452,730
+80,252
+22% +$3.04M
T icon
53
AT&T
T
$165B
$17.5M 0.14%
657,359
+105,729
+19% +$2.81M
COP icon
54
ConocoPhillips
COP
$147B
$17.4M 0.14%
227,243
+42,227
+23% +$3.46M
WM icon
55
Waste Management
WM
$95.9B
$17.4M 0.13%
365,156
+34,212
+10% +$1.57M
LO
56
DELISTED
LORILLARD INC COM STK
LO
$17.3M 0.13%
289,262
+50,953
+21% +$3.09M
PFE icon
57
Pfizer
PFE
$140B
$17.2M 0.13%
613,416
+90,032
+17% +$2.53M
NUE icon
58
Nucor
NUE
$56.4B
$17.2M 0.13%
316,999
+24,160
+8% +$1.27M
ABBV icon
59
AbbVie
ABBV
$458B
$17.1M 0.13%
295,274
+26,334
+10% +$1.46M
DD icon
60
DuPont de Nemours
DD
$18.6B
$17.1M 0.13%
128,428
+13,640
+12% +$1.82M
MRK icon
61
Merck
MRK
$324B
$17.1M 0.13%
301,448
+38,829
+15% +$2.18M
TE
62
DELISTED
TECO ENERGY INC
TE
$17M 0.13%
980,395
+142,901
+17% +$2.53M
LLY icon
63
Eli Lilly
LLY
$1.07T
$17M 0.13%
262,396
+4,649
+2% +$294K
LEG icon
64
Leggett & Platt
LEG
$1.52B
$17M 0.13%
486,997
+51,836
+12% +$1.78M
GE icon
65
GE Aerospace
GE
$367B
$17M 0.13%
138,160
+25,528
+23% +$3.18M
PM icon
66
Philip Morris
PM
$301B
$17M 0.13%
203,353
+38,670
+23% +$3.27M
FCX icon
67
Freeport-McMoran
FCX
$90B
$16.9M 0.13%
518,668
+68,979
+15% +$2.51M
POM
68
DELISTED
PEPCO HOLDINGS, INC.
POM
$16.9M 0.13%
630,568
+98,231
+18% +$2.68M
CA
69
DELISTED
CA, Inc.
CA
$16.8M 0.13%
601,055
+96,760
+19% +$2.76M
FE icon
70
FirstEnergy
FE
$28.9B
$16.8M 0.13%
499,937
+73,837
+17% +$2.44M
KRFT
71
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$16.7M 0.13%
296,727
+38,600
+15% +$2.23M
CINF icon
72
Cincinnati Financial
CINF
$28.3B
$16.7M 0.13%
355,667
+57,783
+19% +$2.76M
TFC icon
73
Truist Financial
TFC
$63.2B
$16.7M 0.13%
447,792
+68,391
+18% +$2.58M
WIN
74
DELISTED
Windstream Holdings Inc
WIN
$16.6M 0.13%
197,075
+7,349
+4% +$629K
GRMN
75
Garmin
GRMN
$46.9B
$16.6M 0.13%
319,261
+73,514
+30% +$4.08M
1 2
3
4 5

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MMH
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Flossbach Von Storch
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IC
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DSA
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VARA
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SC
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CB
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ALPS Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, ALPS Advisors held 775 positions worth $12.9B, up 11% from $11.6B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

ALPS Advisors deployed $1B of net new capital in Q3 2014, opening 187 new positions and adding to 208 existing holdings. Its largest new stake was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.

By sector, the portfolio is most concentrated in Energy at 80% of assets, up from 79% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was KINDER MORGAN ENER PNTRS L.P., an estimated $90.2M trimmed.

  • ALPS Advisors's largest Q3 2014 buy was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.
  • ALPS Advisors added most to TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT in Q3 2014, an estimated $383M increase.
  • ALPS Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $90.2M.
  • ALPS Advisors fully exited iShares Core S&P Mid-Cap ETF in Q3 2014, selling an estimated $67.3M.
  • ALPS Advisors's ten largest holdings make up 56% of its $12.9B portfolio in Q3 2014.
  • ALPS Advisors opened 187 new positions and closed 169 in Q3 2014.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q3 2014, filed 24 Nov 2014.