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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$9.89B
AUM Growth
+$967M
Cap. Flow
+$740M
Cap. Flow %
7.48%
Top 10 Hldgs %
54.24%
Holding
666
New
36
Increased
490
Reduced
55
Closed
85

Top Buys

Rank Stock Value
1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$176M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$59.5M
3
PAA icon
Plains All American Pipeline
PAA
+$51.1M
4
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$42.9M
5
BPL
Buckeye Partners, L.P.
BPL
+$34.8M

Top Sells

Rank Stock Value
1
ANDX
Andeavor Logistics LP
ANDX
+$86.6M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$24.2M
3
HRB icon
H&R Block
HRB
+$16.4M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$11.1M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11.1M

Sector Composition

Rank Sector Weight
1 Energy 76.8%
2 Technology 0.87%
3 Financials 0.84%
4 Industrials 0.81%
5 Healthcare 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
51
Vanguard Real Estate ETF
VNQ
$39.9B
$11.2M 0.11%
173,319
+20,275
+13% +$1.36M
DD icon
52
DuPont de Nemours
DD
$18.6B
$10.9M 0.11%
94,415
+16,228
+21% +$1.66M
MRK icon
53
Merck
MRK
$324B
$10.9M 0.11%
215,108
+41,963
+24% +$1.92M
WFC icon
54
Wells Fargo
WFC
$261B
$10.8M 0.11%
238,470
+232,592
+3,957% +$10M
LMT icon
55
Lockheed Martin
LMT
$134B
$10.8M 0.11%
71,421
+9,371
+15% +$1.27M
MCHP icon
56
Microchip Technology
MCHP
$42.8B
$10.7M 0.11%
478,160
+79,412
+20% +$1.67M
TFC icon
57
Truist Financial
TFC
$63.2B
$10.5M 0.11%
+280,951
New +$9.71M
FTR
58
DELISTED
Frontier Communications Corp.
FTR
$10.5M 0.11%
149,085
+28,090
+23% +$1.92M
STX icon
59
Seagate
STX
$193B
$10.5M 0.11%
198,545
+2,379
+1% +$118K
EXC icon
60
Exelon
EXC
$48.6B
$10.4M 0.11%
502,485
+135,622
+37% +$2.73M
POM
61
DELISTED
PEPCO HOLDINGS, INC.
POM
$10.4M 0.11%
534,359
+99,888
+23% +$1.89M
MCD icon
62
McDonald's
MCD
$188B
$10.4M 0.1%
110,115
+107,555
+4,201% +$10.3M
BAX icon
63
Baxter International
BAX
$11.6B
$10.2M 0.1%
+275,791
New +$10M
ETR icon
64
Entergy
ETR
$54.1B
$10.2M 0.1%
324,532
+74,298
+30% +$2.37M
LEG icon
65
Leggett & Platt
LEG
$1.52B
$10.2M 0.1%
340,613
+83,000
+32% +$2.47M
DD
66
DELISTED
Du Pont De Nemours E I
DD
$10.1M 0.1%
173,515
+32,375
+23% +$1.87M
INTC icon
67
Intel
INTC
$466B
$10M 0.1%
408,743
+71,961
+21% +$1.74M
FCX icon
68
Freeport-McMoran
FCX
$90B
$10M 0.1%
309,324
+289,166
+1,434% +$10.3M
PFE icon
69
Pfizer
PFE
$140B
$9.98M 0.1%
345,989
+54,101
+19% +$1.57M
VZ icon
70
Verizon
VZ
$194B
$9.97M 0.1%
207,571
+42,318
+26% +$2.08M
COP icon
71
ConocoPhillips
COP
$147B
$9.96M 0.1%
153,293
+28,985
+23% +$2.08M
KRFT
72
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$9.88M 0.1%
+188,756
New +$10.1M
FE icon
73
FirstEnergy
FE
$28.9B
$9.86M 0.1%
+313,071
New +$11M
CA
74
DELISTED
CA, Inc.
CA
$9.85M 0.1%
307,013
+47,218
+18% +$1.5M
RAI
75
DELISTED
Reynolds American Inc
RAI
$9.84M 0.1%
405,656
+81,984
+25% +$2.07M
1 2
3
4 5

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ALPS Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, ALPS Advisors held 666 positions worth $9.89B, up 11% from $8.92B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

ALPS Advisors deployed $740M of net new capital in Q4 2013, opening 36 new positions and adding to 490 existing holdings. Its largest new stake was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 77% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Magellan Midstream Partners, L.P., an estimated $24.2M trimmed.

  • ALPS Advisors's largest Q4 2013 buy was CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE): 7,900,998 shares worth $183M.
  • ALPS Advisors added most to KINDER MORGAN ENER PNTRS L.P. in Q4 2013, an estimated $59.5M increase.
  • ALPS Advisors's biggest Q4 2013 reduction was Magellan Midstream Partners, L.P., cutting an estimated $24.2M.
  • ALPS Advisors fully exited Andeavor Logistics LP in Q4 2013, selling an estimated $86.6M.
  • ALPS Advisors's ten largest holdings make up 54% of its $9.89B portfolio in Q4 2013.
  • ALPS Advisors opened 36 new positions and closed 85 in Q4 2013.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $9.89B.

Based on ALPS Advisors's 13F filing for Q4 2013, filed 11 Feb 2014.