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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.92B
AUM Growth
+$842M
Cap. Flow
+$865M
Cap. Flow %
9.7%
Top 10 Hldgs %
55.31%
Holding
645
New
424
Increased
121
Reduced
56
Closed
15

Top Buys

Rank Stock Value
1
PAA icon
Plains All American Pipeline
PAA
+$79.5M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$74.6M
3
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$62M
4
EPD icon
Enterprise Products Partners
EPD
+$58.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$46.2M

Top Sells

Rank Stock Value
1
IDX icon
VanEck Indonesia Index ETF
IDX
+$5.28M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.49M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.33M

Sector Composition

Rank Sector Weight
1 Energy 77.28%
2 Real Estate 0.82%
3 Industrials 0.68%
4 Materials 0.62%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
51
Vanguard Real Estate ETF
VNQ
$39.9B
$10.1M 0.11%
153,044
+5,900
+4% +$401K
CVX icon
52
Chevron
CVX
$388B
$9.7M 0.11%
79,859
+14,801
+23% +$1.82M
MINT icon
53
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9.13M 0.1%
90,050
-650
-0.7% -$65.9K
SWY
54
DELISTED
SAFEWAY INC
SWY
$8.96M 0.1%
312,725
+53,761
+21% +$1.28M
SE
55
DELISTED
Spectra Energy Corp Wi
SE
$8.77M 0.1%
256,181
+79,988
+45% +$2.76M
KMI icon
56
Kinder Morgan
KMI
$73.1B
$8.72M 0.1%
245,087
+92,251
+60% +$3.46M
COP icon
57
ConocoPhillips
COP
$147B
$8.64M 0.1%
124,308
+20,897
+20% +$1.39M
STX icon
58
Seagate
STX
$193B
$8.58M 0.1%
196,166
+63,800
+48% +$2.68M
BMY icon
59
Bristol-Myers Squibb
BMY
$127B
$8.39M 0.09%
181,215
+60,589
+50% +$2.66M
AEE icon
60
Ameren
AEE
$31.5B
$8.37M 0.09%
240,227
+74,599
+45% +$2.58M
PBI icon
61
Pitney Bowes
PBI
$2.42B
$8.34M 0.09%
458,506
+64,133
+16% +$1.05M
NUE icon
62
Nucor
NUE
$56.4B
$8.32M 0.09%
169,639
+36,175
+27% +$1.7M
TGNA
63
DELISTED
TEGNA Inc
TGNA
$8.3M 0.09%
592,108
+160,255
+37% +$2.14M
NOC icon
64
Northrop Grumman
NOC
$77B
$8.06M 0.09%
84,659
+16,513
+24% +$1.53M
CME icon
65
CME Group
CME
$92.2B
$8.06M 0.09%
109,147
+33,108
+44% +$2.44M
MCHP icon
66
Microchip Technology
MCHP
$42.8B
$8.03M 0.09%
398,748
+93,902
+31% +$1.86M
LO
67
DELISTED
LORILLARD INC COM STK
LO
$8.03M 0.09%
179,312
+50,686
+39% +$2.23M
POM
68
DELISTED
PEPCO HOLDINGS, INC.
POM
$8.02M 0.09%
434,471
+156,041
+56% +$3.03M
CINF icon
69
Cincinnati Financial
CINF
$28.3B
$8M 0.09%
169,560
+47,246
+39% +$2.26M
RTN
70
DELISTED
Raytheon Company
RTN
$7.99M 0.09%
103,713
+19,916
+24% +$1.48M
TE
71
DELISTED
TECO ENERGY INC
TE
$7.99M 0.09%
482,889
+157,061
+48% +$2.68M
WM icon
72
Waste Management
WM
$95.9B
$7.96M 0.09%
193,054
+50,721
+36% +$2.11M
PAYX icon
73
Paychex
PAYX
$40.4B
$7.96M 0.09%
195,743
+40,610
+26% +$1.6M
PFE icon
74
Pfizer
PFE
$140B
$7.95M 0.09%
291,888
+87,263
+43% +$2.37M
LMT icon
75
Lockheed Martin
LMT
$134B
$7.91M 0.09%
62,050
+9,608
+18% +$1.17M
1 2
3
4 5

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DSA
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VARA
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ALPS Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, ALPS Advisors held 645 positions worth $8.92B, up 10% from $8.08B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

ALPS Advisors deployed $865M of net new capital in Q3 2013, opening 424 new positions and adding to 121 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.

By sector, the portfolio is most concentrated in Energy at 77% of assets, down from 79% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Developed Markets ETF, an estimated $3.49M trimmed.

  • ALPS Advisors's largest Q3 2013 buy was State Street Utilities Select Sector SPDR ETF: 619,572 shares worth $11.6M.
  • ALPS Advisors added most to Plains All American Pipeline in Q3 2013, an estimated $79.5M increase.
  • ALPS Advisors's biggest Q3 2013 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $3.49M.
  • ALPS Advisors fully exited VanEck Indonesia Index ETF in Q3 2013, selling an estimated $5.28M.
  • ALPS Advisors's ten largest holdings make up 55% of its $8.92B portfolio in Q3 2013.
  • ALPS Advisors opened 424 new positions and closed 15 in Q3 2013.
  • ALPS Advisors's portfolio value rose 10% quarter-over-quarter to $8.92B.

Based on ALPS Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.