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ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$12.9B
AUM Growth
+$1.23B
Cap. Flow
+$1B
Cap. Flow %
7.79%
Top 10 Hldgs %
55.6%
Holding
775
New
187
Increased
208
Reduced
211
Closed
169

Top Buys

Rank Stock Value
1
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
+$383M
2
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$145M
3
MMP
Magellan Midstream Partners, L.P.
MMP
+$94.6M
4
ETP
Energy Transfer Partners L.p.
ETP
+$75.1M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$63.9M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$90.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$67.3M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$25.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$15.1M

Sector Composition

Rank Sector Weight
1 Energy 79.76%
2 Materials 1.1%
3 Technology 1.04%
4 Financials 0.97%
5 Industrials 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEL
701
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-25,380
Closed -$624K
MDC
702
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-28,293
Closed -$617K
RUTH
703
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-49,152
Closed -$607K
FRC
704
DELISTED
First Republic Bank
FRC
– –
-11,031
Closed -$607K
CLR
705
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-10,622
Closed -$839K
Y
706
DELISTED
Alleghany Corp
Y
– –
-1,440
Closed -$631K
ECOL
707
DELISTED
US Ecology, Inc.
ECOL
– –
-15,596
Closed -$763K
XLNX
708
DELISTED
Xilinx Inc
XLNX
– –
-11,184
Closed -$529K
CAI
709
DELISTED
CAI International, Inc.
CAI
– –
-25,032
Closed -$551K
VAR
710
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-8,098
Closed -$590K
TIF
711
DELISTED
Tiffany & Co.
TIF
– –
-6,464
Closed -$648K
NBL
712
DELISTED
Noble Energy, Inc.
NBL
– –
-2,895
Closed -$224K
SDRL
713
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-356
Closed -$3.79M
UNT
714
DELISTED
UNIT Corporation
UNT
– –
-9,644
Closed -$664K
PIR
715
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-1,538
Closed -$474K
GWR
716
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-6,155
Closed -$646K
VSI
717
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-13,358
Closed -$575K
HF
718
DELISTED
HFF Inc.
HF
– –
-17,841
Closed -$664K
RPXC
719
DELISTED
RPX Corporation
RPXC
– –
-37,451
Closed -$665K
SNI
720
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-7,660
Closed -$622K
WAC
721
DELISTED
Walter Investment Mgt Corp
WAC
– –
-20,316
Closed -$605K
BRCD
722
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-58,388
Closed -$537K
PLKI
723
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-14,076
Closed -$615K
LGF
724
DELISTED
Lions Gate Entertainment
LGF
– –
-20,524
Closed -$587K
IM
725
DELISTED
Ingram Micro
IM
– –
-20,623
Closed -$602K
27 28
29
30 31

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PAG
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MMH
Menora Mivtachim Holdings Ramat Gan, Israel $21.1B AUM 40.03% 1-Year Est. Return
Flossbach Von Storch
Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return
IC
IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return
DSA
Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return
CB
Commerce Bank Kansas City, Missouri $20.7B AUM 23.76% 1-Year Est. Return

ALPS Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, ALPS Advisors held 775 positions worth $12.9B, up 11% from $11.6B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

ALPS Advisors deployed $1B of net new capital in Q3 2014, opening 187 new positions and adding to 208 existing holdings. Its largest new stake was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.

By sector, the portfolio is most concentrated in Energy at 80% of assets, up from 79% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was KINDER MORGAN ENER PNTRS L.P., an estimated $90.2M trimmed.

  • ALPS Advisors's largest Q3 2014 buy was Vanguard Mid-Cap Value ETF: 114,125 shares worth $9.69M.
  • ALPS Advisors added most to TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT in Q3 2014, an estimated $383M increase.
  • ALPS Advisors's biggest Q3 2014 reduction was KINDER MORGAN ENER PNTRS L.P., cutting an estimated $90.2M.
  • ALPS Advisors fully exited iShares Core S&P Mid-Cap ETF in Q3 2014, selling an estimated $67.3M.
  • ALPS Advisors's ten largest holdings make up 56% of its $12.9B portfolio in Q3 2014.
  • ALPS Advisors opened 187 new positions and closed 169 in Q3 2014.
  • ALPS Advisors's portfolio value rose 11% quarter-over-quarter to $12.9B.

Based on ALPS Advisors's 13F filing for Q3 2014, filed 24 Nov 2014.