AA

ALPS Advisors Portfolio holdings

AUM $17.3B
1-Year Return 13.43%
This Quarter Return
-18.85%
1 Year Return
+13.43%
3 Year Return
+69.62%
5 Year Return
+161.48%
10 Year Return
+94.79%
AUM
$94.9M
AUM Growth
-$11.6B
Cap. Flow
-$314M
Cap. Flow %
-331.09%
Top 10 Hldgs %
49.64%
Holding
849
New
169
Increased
282
Reduced
215
Closed
183

Top Buys

1
PAA icon
Plains All American Pipeline
PAA
$597K
2
EEP
Enbridge Energy Partners
EEP
$517K
3
WPZ
Williams Partners L.P.
WPZ
$406K
4
GEL icon
Genesis Energy
GEL
$297K
5
NGLS
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$265K

Top Sells

1
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$122M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$25.2M
3
NE
Noble Corporation
NE
$23.5M
4
RIG icon
Transocean
RIG
$22.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
$14.8M

Sector Composition

1 Energy 67.78%
2 Healthcare 2.32%
3 Materials 2.09%
4 Financials 1.64%
5 Consumer Discretionary 1.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WBC
676
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-4,541
Closed -$562K
SRCI
677
DELISTED
SRC Energy Inc
SRCI
– –
-45,841
Closed -$524K
CRZO
678
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-11,653
Closed -$574K
HOS
679
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-27,262
Closed -$560K
TOWR
680
DELISTED
Tower International, Inc.
TOWR
– –
-22,013
Closed -$573K
APC
681
DELISTED
Anadarko Petroleum
APC
– –
-3,367
Closed -$263K
UPL
682
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-33,317
Closed -$417K
INSY
683
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-17,887
Closed -$643K
ARRS
684
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-17,274
Closed -$529K
EQGP
685
DELISTED
EQGP Holdings, LP
EQGP
– –
-7,465
Closed -$254K
ARII
686
DELISTED
American Railcar Industries, Inc.
ARII
– –
-10,555
Closed -$513K
AFSI
687
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-18,790
Closed -$615K
KS
688
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-16,349
Closed -$378K
ILG
689
DELISTED
ILG, Inc Common Stock
ILG
– –
-19,776
Closed -$452K
RPXC
690
DELISTED
RPX Corporation
RPXC
– –
-36,598
Closed -$619K
APLP
691
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-21,389
Closed -$481K
BWLD
692
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-2,784
Closed -$436K
FIG
693
DELISTED
Fortress Investment Group Llc
FIG
– –
-68,670
Closed -$501K
VAL
694
DELISTED
Valspar
VAL
– –
-6,188
Closed -$506K
FNBC
695
DELISTED
First NBC Bank Holding Company
FNBC
– –
-16,025
Closed -$577K
TPLM
696
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-111,885
Closed -$562K
HAR
697
DELISTED
Harman International Industries
HAR
– –
-3,966
Closed -$472K
STJ
698
DELISTED
St Jude Medical
STJ
– –
-8,641
Closed -$631K
ITC
699
DELISTED
ITC HOLDINGS CORP
ITC
– –
-14,473
Closed -$466K
OUTR
700
DELISTED
OUTERWALL INC
OUTR
– –
-8,101
Closed -$617K
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