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AA

ALPS Advisors Portfolio holdings

AUM $21.3B
1-Year Est. Return 21.71%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
+21.71%
3 Year Est. Return
+77.63%
5 Year Est. Return
+121.1%
10 Year Est. Return
+198.29%
AUM
$8.89B
AUM Growth
-$1.49B
Cap. Flow
-$1.55B
Cap. Flow %
-17.42%
Top 10 Hldgs %
47.67%
Holding
1,012
New
106
Increased
478
Reduced
302
Closed
124

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$37.3M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$31.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$27.8M
4
NEM icon
Newmont
NEM
+$27.4M
5
CMI icon
Cummins
CMI
+$24.3M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$430M
2
JPM icon
JPMorgan Chase
JPM
+$168M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$132M
4
YUM icon
Yum! Brands
YUM
+$105M
5
PFE icon
Pfizer
PFE
+$92.8M

Sector Composition

Rank Sector Weight
1 Energy 59.33%
2 Technology 6.01%
3 Healthcare 4.63%
4 Consumer Discretionary 3.72%
5 Financials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
651
Dover
DOV
$27.2B
$403K ﹤0.01%
2,220
+44
+2% +$7.47K
KAI icon
652
Kadant
KAI
$3.69B
$403K ﹤0.01%
1,748
+21
+1% +$4.68K
LZB icon
653
La-Z-Boy
LZB
$1.59B
$403K ﹤0.01%
11,102
+144
+1% +$5.03K
RHI icon
654
Robert Half
RHI
$3.61B
$403K ﹤0.01%
3,617
+47
+1% +$5.23K
EFSC icon
655
Enterprise Financial Services Corp
EFSC
$2.41B
$402K ﹤0.01%
8,540
+107
+1% +$5.11K
EVTC icon
656
Evertec
EVTC
$1.83B
$402K ﹤0.01%
8,052
+102
+1% +$4.72K
LITS
657
Lite Strategy Inc
LITS
$33.6M
$402K ﹤0.01%
7,533
+628
+9% +$35K
MTD icon
658
Mettler-Toledo International
MTD
$26.8B
$402K ﹤0.01%
237
+4
+2% +$6.05K
WHR icon
659
Whirlpool
WHR
$2.42B
$402K ﹤0.01%
1,714
+34
+2% +$7.47K
ISBC
660
DELISTED
Investors Bancorp, Inc.
ISBC
$402K ﹤0.01%
26,547
+341
+1% +$5.25K
CNS icon
661
Cohen & Steers
CNS
$4.18B
$400K ﹤0.01%
4,319
+53
+1% +$4.91K
BKE icon
662
Buckle
BKE
$2.19B
$399K ﹤0.01%
9,441
+188
+2% +$8.52K
MATX icon
663
Matsons
MATX
$6.37B
$399K ﹤0.01%
4,432
+88
+2% +$7.51K
THRM icon
664
Gentherm
THRM
$1.31B
$399K ﹤0.01%
4,589
+57
+1% +$4.79K
WGO icon
665
Winnebago Industries
WGO
$870M
$399K ﹤0.01%
5,322
+68
+1% +$4.89K
CARG icon
666
CarGurus
CARG
$3.01B
$398K ﹤0.01%
11,821
+153
+1% +$5.37K
CATY icon
667
Cathay General Bancorp
CATY
$4.2B
$398K ﹤0.01%
9,260
+116
+1% +$5K
EPAM icon
668
EPAM Systems
EPAM
$4.69B
$398K ﹤0.01%
595
-965
-62% -$621K
FRME icon
669
First Merchants
FRME
$2.72B
$398K ﹤0.01%
9,504
+122
+1% +$5.11K
BR icon
670
Broadridge
BR
$17.2B
$396K ﹤0.01%
2,166
+24
+1% +$4.22K
COGT icon
671
Cogent Biosciences
COGT
$6.79B
$396K ﹤0.01%
+46,116
New +$401K
FBK icon
672
FB Financial Corp
FBK
$2.95B
$396K ﹤0.01%
9,041
+117
+1% +$5.25K
FHN icon
673
First Horizon
FHN
$12.1B
$396K ﹤0.01%
24,275
+315
+1% +$5.25K
IT icon
674
Gartner
IT
$9.41B
$396K ﹤0.01%
1,184
+14
+1% +$4.5K
NUE icon
675
Nucor
NUE
$56.4B
$396K ﹤0.01%
3,467
+45
+1% +$4.92K
25 26
27
28 29

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DSA
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VARA
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ALPS Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, ALPS Advisors held 1,012 positions worth $8.89B, down 14% from $10.4B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

ALPS Advisors withdrew a net $1.55B in Q4 2021, closing 124 positions and reducing 302 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $430M position sold in full.

By sector, the portfolio is most concentrated in Energy at 59% of assets, up from 51% a quarter earlier, followed by Technology and Healthcare.

Against the trend, ALPS Advisors opened a new position in Bristol-Myers Squibb worth $29.6M.

  • ALPS Advisors's largest Q4 2021 buy was Bristol-Myers Squibb: 474,459 shares worth $29.6M.
  • ALPS Advisors added most to Energy Transfer Partners in Q4 2021, an estimated $37.3M increase.
  • ALPS Advisors's biggest Q4 2021 reduction was JPMorgan Chase, cutting an estimated $168M.
  • ALPS Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $430M.
  • ALPS Advisors's ten largest holdings make up 48% of its $8.89B portfolio in Q4 2021.
  • ALPS Advisors opened 106 new positions and closed 124 in Q4 2021.
  • ALPS Advisors's portfolio value fell 14% quarter-over-quarter to $8.89B.

Based on ALPS Advisors's 13F filing for Q4 2021, filed 9 Feb 2022.